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SOUTHERN CROSS ELECTRICAL ENGINEERING LTD — Major Shareholding Notification 2009
Sep 30, 2009
65884_rns_2009-09-30_9c8e3110-d413-4b27-aceb-af08f7814f4f.pdf
Major Shareholding Notification
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604 page 1/313 March 2000
Form 604
Corporations Law
Section 671B
Notice of change of interests of substantial holder
To Company Name/Scheme Southern Cross Electrical Engineering Ltd ACN/ARSN
1. Details of substantial holder (1)
Name Aviva Investors Australia Limited ACN/ARSN (if applicable) 066 081 114
There was a change in the interests of the substantial holder on 29/09/2009 The previous notice was given to the company 01/09/2008 or scheme on The previous notice was dated 01/09/2008
2. Previous and present voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows:
| Class of securities (4) | Previous notice | Previous notice | Present notice | Present notice |
|---|---|---|---|---|
| Person's votes | Voting power (5) | Person's votes | Voting power (5) | |
| Ordinary shares | 6,065,554 | 5.05%* | 7,333,585 | 6.07%* |
* Based on issued capital of 120,882,353 fully paid ordinary shares
3. Changes in relevant interests
Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:
| Date of change |
Person whose relevant interest changed |
Nature of change (6) |
Consideration given in relation to change (7) |
Class and number of securities affected |
Person's votes affected |
|---|---|---|---|---|---|
| 3/09/2008 | Aviva Investors Australia Limited |
Purchase of shares |
$70,000 | 56,000 | 56,000 |
| 4/09/2008 | Aviva Investors Australia Limited |
Purchase of shares |
$22,104 | 17,683 | 17,683 |
| 5/09/2008 | Aviva Investors Australia Limited |
Purchase of shares |
$11,188 | 9,000 | 9,000 |
| 9/09/2008 | Aviva Investors Australia Limited |
Purchase of shares |
$23,400 | 20,000 | 20,000 |
| 10/09/2008 | Aviva Investors Australia Limited |
Purchase of shares |
$47,171 | 40,317 | 40,317 |
| 30/10/2008 | Aviva Investors Australia Limited |
Purchase of shares |
$9,226 | 10,459 | 10,459 |
| 24/11/2008 | Aviva Investors Australia Limited |
Purchase of shares |
$11,385 | 18,363 | 18,363 |
| 25/11/2008 | Aviva Investors Australia Limited |
Purchase of shares |
$7,323 | 12,848 | 12,848 |
| 18/12/2008 | Aviva Investors Australia Limited |
Purchase of shares |
$9,180 | 18,000 | 18,000 |
| 19/12/2008 | Aviva Investors Australia Limited |
Purchase of shares |
$4,346 | 8,521 | 8,521 |
| 22/12/2008 | Aviva Investors Australia Limited |
Purchase of shares |
$8,937 | 17,524 | 17,524 |
| 16/04/2009 | Aviva Investors Australia Limited |
Purchase of shares |
$31,067 | 37,430 | 37,430 |
| 22/04/2009 | Aviva Investors Australia Limited |
Sale of shares | -$13,422 | (18,356) | (18,356) |
| 12/06/2009 | Aviva Investors Australia Limited |
Purchase of shares |
$25,585 | 30,100 | 30,100 |
| 1/07/2009 | Aviva Investors Australia Limited |
Sale of shares | -$7,884 | (7,884) | (7,884) |
MEL3_560388_5 (W97)
604 page 2/3 13 March 2000
| Date of change |
Person whose relevant interest changed |
Person whose relevant interest changed |
Person whose relevant interest changed |
Nature of change (6) |
Nature of change (6) |
Consideration given in relation to change (7) |
Class and number of securities affected |
Class and number of securities affected |
Person's votes affected |
Person's votes affected |
|---|---|---|---|---|---|---|---|---|---|---|
| 2/07/2009 | Aviva Investors Australia Limited |
Sale of shares | -$20,875 | (20,875) | (20,875) | |||||
| 7/07/2009 | Aviva Investors Australia Limited |
Sale of shares | -$16,000 | (16,000) | (16,000) | |||||
| 8/07/2009 | Aviva Investors Australia Limited |
Sale of shares | -$15,258 | (16,000) | (16,000) | |||||
| 9/07/2009 | Aviva Investors Australia Limited |
Sale of shares | -$9,999 | (10,100) | (10,100) | |||||
| 10/07/2009 | Aviva Investors Australia Limited |
Sale of shares | -$9,700 | (10,000) | (10,000) | |||||
| 29/07/2009 | Aviva Investors Australia Limited |
Purchase of shares |
$91,800 | 90,000 | 90,000 | |||||
| 4/08/2009 | Aviva Investors Australia Limited |
Purchase of shares |
$148,837 | 135,331 | 135,331 | |||||
| 10/08/2009 | Aviva Investors Australia Limited |
Purchase of shares |
$21,190 | 19,440 | 19,440 | |||||
| 1/09/2009 | Aviva Investors Australia Limited |
Purchase of shares |
$273,496 | 186,052 | 186,052 | |||||
| 2/09/2009 | Aviva Investors Australia Limited |
Purchase of shares |
$95,647 | 67,835 | 67,835 | |||||
| 3/09/2009 | Aviva Investors Australia Limited |
Purchase of shares |
$14,150 | 10,000 | 10,000 | |||||
| 4/09/2009 | Aviva Investors Australia Limited |
Purchase of shares |
$362,500 | 250,000 | 250,000 | |||||
| 7/09/2009 | Aviva Investors Australia Limited |
Purchase of shares |
$28,983 | 19,988 | 19,988 | |||||
| 8/09/2009 | Aviva Investors Australia Limited |
Purchase of shares |
$81,200 | 55,601 | 55,601 | |||||
| 16/09/2009 | Aviva Investors Australia Limited |
Purchase of shares |
$310,479 | 209,783 | 209,783 | |||||
| 28/09/2009 | Aviva Investors Australia Limited |
Purchase of shares |
$42,690 | 26,971 | 26,971 | |||||
| Grand Total | $1,658,745 | 1,268,031 | 1,268,031 | |||||||
Present relevant interests articulars of each relevant interest of the substantial holder in voting securities after the change are as follows: |
||||||||||
| Holder of relevant interest |
Registered holder of securities |
Person entitled to be registered as holder (8) |
Nature of relevant interest (6) |
Class and number of securities |
Person's votes |
|||||
| Aviva Investors Australia Limited and the entities in the Aviva plc Group listed in Schedule 1 |
JP Morgan Nominees Aust. Limited |
Power to (or to control) exercise vote and/or dispose of the securities as discretionary investment managers or advisers of superannuation funds, pooled superannuation trusts, managed investment schemes and investment management agreements |
Ordinary Fully Paid shares: 3,013,697 |
3,013,697 | ||||||
| National Nominees Limited |
Power to (or to control) exercise vote and/or dispose of the securities as discretionary investment managers or advisers of superannuation funds, pooled superannuation trusts, managed investment schemes and investment management agreements |
Ordinary Fully Paid shares: 4,319,888 |
4,319,888 | |||||||
| Total | 7,333,585 | 7,333,585 |
4. Present relevant interests
Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:
5. Changes in association
MEL3_560388_5 (W97)
604 page 3/3 13 March 2000
The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with,
the substantial holder in relation to voting interests in the company or scheme are as follows:
| Name and ACN/ARSN (if applicable) | Nature of association |
|---|---|
| Not applicable |
6. Addresses
The addresses of persons named in this form are as follows:
| Name | Address |
|---|---|
| Aviva Investors Australia Limited | Level 28, 2 Southbank Boulevard, Southbank, Victoria 3006 |
Signature
| print name sign here |
Anthony J Burrill capacity Director |
| Date 01 / 10 / 2009 |
DIRECTIONS
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(1) If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the manager and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 6 of the form.
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(2) See the definition of 'associate' in section 9 of the Corporations Law .
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(3) See the definition of 'relevant interest' in sections 608 and 671B(7) of the Corporations Law .
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(4) The voting shares of a company constitute one class unless divided into separate classes.
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(5) The person's votes divided by the total votes in the body corporate or scheme multiplied by 100.
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(6) Include details of:
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(a) any relevant agreement or other circumstances because of which the change in relevant interest occurred. If subsection 671B(4) applies, a copy of any document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and
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(b) any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).
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See the definition of 'relevant agreement' in section 9 of the Corporations Law .
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(7) Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, or may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.
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(8) If the substantial holder is unable to determine the identity of the person (eg if the relevant interest arises because of an option) write 'unknown'.
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(9) Give details, if appropriate, of the present association and any change in that association since the last substantial holding notice.
MEL3_560388_5 (W97)