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SOUTHERN CROSS ELECTRICAL ENGINEERING LTD Major Shareholding Notification 2009

Sep 30, 2009

65884_rns_2009-09-30_9c8e3110-d413-4b27-aceb-af08f7814f4f.pdf

Major Shareholding Notification

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604 page 1/313 March 2000

Form 604

Corporations Law

Section 671B

Notice of change of interests of substantial holder

To Company Name/Scheme Southern Cross Electrical Engineering Ltd ACN/ARSN

1. Details of substantial holder (1)

Name Aviva Investors Australia Limited ACN/ARSN (if applicable) 066 081 114

There was a change in the interests of the substantial holder on 29/09/2009 The previous notice was given to the company 01/09/2008 or scheme on The previous notice was dated 01/09/2008

2. Previous and present voting power

The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows:

Class of securities (4) Previous notice Previous notice Present notice Present notice
Person's votes Voting power (5) Person's votes Voting power (5)
Ordinary shares 6,065,554 5.05%* 7,333,585 6.07%*

* Based on issued capital of 120,882,353 fully paid ordinary shares

3. Changes in relevant interests

Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:

Date of
change
Person whose relevant
interest changed
Nature of change
(6)
Consideration
given in
relation to
change (7)
Class and number
of securities
affected
Person's votes
affected
3/09/2008 Aviva Investors Australia
Limited
Purchase of
shares
$70,000 56,000 56,000
4/09/2008 Aviva Investors Australia
Limited
Purchase of
shares
$22,104 17,683 17,683
5/09/2008 Aviva Investors Australia
Limited
Purchase of
shares
$11,188 9,000 9,000
9/09/2008 Aviva Investors Australia
Limited
Purchase of
shares
$23,400 20,000 20,000
10/09/2008 Aviva Investors Australia
Limited
Purchase of
shares
$47,171 40,317 40,317
30/10/2008 Aviva Investors Australia
Limited
Purchase of
shares
$9,226 10,459 10,459
24/11/2008 Aviva Investors Australia
Limited
Purchase of
shares
$11,385 18,363 18,363
25/11/2008 Aviva Investors Australia
Limited
Purchase of
shares
$7,323 12,848 12,848
18/12/2008 Aviva Investors Australia
Limited
Purchase of
shares
$9,180 18,000 18,000
19/12/2008 Aviva Investors Australia
Limited
Purchase of
shares
$4,346 8,521 8,521
22/12/2008 Aviva Investors Australia
Limited
Purchase of
shares
$8,937 17,524 17,524
16/04/2009 Aviva Investors Australia
Limited
Purchase of
shares
$31,067 37,430 37,430
22/04/2009 Aviva Investors Australia
Limited
Sale of shares -$13,422 (18,356) (18,356)
12/06/2009 Aviva Investors Australia
Limited
Purchase of
shares
$25,585 30,100 30,100
1/07/2009 Aviva Investors Australia
Limited
Sale of shares -$7,884 (7,884) (7,884)

MEL3_560388_5 (W97)

604 page 2/3 13 March 2000

Date of
change
Person whose relevant
interest changed
Person whose relevant
interest changed
Person whose relevant
interest changed
Nature of change
(6)
Nature of change
(6)
Consideration
given in
relation to
change (7)
Class and number
of securities
affected
Class and number
of securities
affected
Person's votes
affected
Person's votes
affected
2/07/2009 Aviva Investors Australia
Limited
Sale of shares -$20,875 (20,875) (20,875)
7/07/2009 Aviva Investors Australia
Limited
Sale of shares -$16,000 (16,000) (16,000)
8/07/2009 Aviva Investors Australia
Limited
Sale of shares -$15,258 (16,000) (16,000)
9/07/2009 Aviva Investors Australia
Limited
Sale of shares -$9,999 (10,100) (10,100)
10/07/2009 Aviva Investors Australia
Limited
Sale of shares -$9,700 (10,000) (10,000)
29/07/2009 Aviva Investors Australia
Limited
Purchase of
shares
$91,800 90,000 90,000
4/08/2009 Aviva Investors Australia
Limited
Purchase of
shares
$148,837 135,331 135,331
10/08/2009 Aviva Investors Australia
Limited
Purchase of
shares
$21,190 19,440 19,440
1/09/2009 Aviva Investors Australia
Limited
Purchase of
shares
$273,496 186,052 186,052
2/09/2009 Aviva Investors Australia
Limited
Purchase of
shares
$95,647 67,835 67,835
3/09/2009 Aviva Investors Australia
Limited
Purchase of
shares
$14,150 10,000 10,000
4/09/2009 Aviva Investors Australia
Limited
Purchase of
shares
$362,500 250,000 250,000
7/09/2009 Aviva Investors Australia
Limited
Purchase of
shares
$28,983 19,988 19,988
8/09/2009 Aviva Investors Australia
Limited
Purchase of
shares
$81,200 55,601 55,601
16/09/2009 Aviva Investors Australia
Limited
Purchase of
shares
$310,479 209,783 209,783
28/09/2009 Aviva Investors Australia
Limited
Purchase of
shares
$42,690 26,971 26,971
Grand Total $1,658,745 1,268,031 1,268,031

Present relevant interests
articulars of each relevant interest of the substantial holder in voting securities after the change are as follows:
Holder of
relevant interest
Registered holder
of securities
Person entitled
to be registered
as holder (8)
Nature of relevant interest
(6)
Class and
number of
securities
Person's
votes
Aviva Investors
Australia Limited
and the entities
in the Aviva plc
Group listed in
Schedule 1
JP Morgan
Nominees Aust.
Limited
Power to (or to control)
exercise vote and/or
dispose of the securities
as discretionary
investment managers or
advisers of
superannuation funds,
pooled superannuation
trusts, managed
investment schemes and
investment management
agreements
Ordinary
Fully Paid
shares:
3,013,697
3,013,697
National
Nominees Limited
Power to (or to control)
exercise vote and/or
dispose of the securities
as discretionary
investment managers or
advisers of
superannuation funds,
pooled superannuation
trusts, managed
investment schemes and
investment management
agreements
Ordinary
Fully Paid
shares:
4,319,888
4,319,888
Total 7,333,585 7,333,585

4. Present relevant interests

Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:

5. Changes in association

MEL3_560388_5 (W97)

604 page 3/3 13 March 2000

The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with,

the substantial holder in relation to voting interests in the company or scheme are as follows:

Name and ACN/ARSN (if applicable) Nature of association
Not applicable

6. Addresses

The addresses of persons named in this form are as follows:

Name Address
Aviva Investors Australia Limited Level 28, 2 Southbank Boulevard, Southbank, Victoria 3006

Signature

print name
sign here
Anthony J Burrill
capacity
Director
Date
01 / 10 / 2009

DIRECTIONS

  • (1) If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the manager and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 6 of the form.

  • (2) See the definition of 'associate' in section 9 of the Corporations Law .

  • (3) See the definition of 'relevant interest' in sections 608 and 671B(7) of the Corporations Law .

  • (4) The voting shares of a company constitute one class unless divided into separate classes.

  • (5) The person's votes divided by the total votes in the body corporate or scheme multiplied by 100.

  • (6) Include details of:

  • (a) any relevant agreement or other circumstances because of which the change in relevant interest occurred. If subsection 671B(4) applies, a copy of any document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and

  • (b) any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).

  • See the definition of 'relevant agreement' in section 9 of the Corporations Law .

  • (7) Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, or may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.

  • (8) If the substantial holder is unable to determine the identity of the person (eg if the relevant interest arises because of an option) write 'unknown'.

  • (9) Give details, if appropriate, of the present association and any change in that association since the last substantial holding notice.

MEL3_560388_5 (W97)