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SOUTHERN CO — Director's Dealing 2023
Apr 3, 2023
29866_dirs_2023-04-03_b2752b1a-5d69-47bc-89fa-390ecdb32a87.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: SOUTHERN CO (SO)
CIK: 0000092122
Period of Report: 2023-04-01
Reporting Person: Spainhour Sterling A Jr. (EVP, Chief Legal Officer & CCO)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Southern Company Common Stock | 4772.0239 | Indirect |
| Southern Company Common Stock | 9062 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Phantom Stock Units | $0.00 | Southern Company Common Stock (1236.6936) | Direct | ||
| Southern Co Restricted Stock Units | $0.00 | Southern Company Common Stock (1324) | Direct | ||
| Southern Co Restricted Stock Units | $0.00 | Southern Company Common Stock (490) | Direct |
Footnotes
F1: Acquired on various dates between January 6, 2017 to March 4, 2022 pursuant to Southern deferred compensation plan, at prices ranging from $42.89 to $67.58 per unit, payable in cash only upon termination.
F2: Represents restricted stock units granted on February 13, 2022. The remaining award will vest 1/3 in 2024 and 1/3 in 2025. Each restricted stock unit represents the right to receive, at settlement, one share of common stock.
F3: Represents restricted stock units granted on February 3, 2021. The remaining award will vest 1/3 in 2024. Each restricted stock unit represents the right to receive, at settlement, one share of common stock.