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SOUTHERN CO — Director's Dealing 2022
Feb 15, 2022
29866_dirs_2022-02-14_22d55bf8-d42c-4730-b22a-13e7b28c94ca.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SOUTHERN CO (SO)
CIK: 0000092122
Period of Report: 2022-02-11
Reporting Person: DAVIS MARTIN BERNARD (EVP and CIO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-02-11 | Southern Company Common Stock | M | 1627 | $0.00 | Acquired | 29716 | Direct |
| 2022-02-11 | Southern Company Common Stock | F | 797 | $66.79 | Disposed | 28919 | Direct |
| 2022-02-11 | Southern Company Common Stock | M | 1151 | $0.00 | Acquired | 30070 | Direct |
| 2022-02-11 | Southern Company Common Stock | F | 520 | $66.79 | Disposed | 29550 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-02-11 | Southern Co Restricted Stock Units | $0.00 | M | 1433 | Disposed | Southern Company Common Stock (1433) | Direct | |
| 2022-02-11 | Southern Co Restricted Stock Units | $0.00 | M | 1059 | Disposed | Southern Company Common Stock (1059) | Direct |
Footnotes
F1: Shares acquired upon vesting of final 1/3 of restricted stock units granted on February 11, 2019. Includes 194 accrued dividend equivalent units.
F2: Shares withheld to satisfy required state and federal tax withholding requirements.
F3: Shares acquired upon vesting of second 1/3 of restricted stock units granted on February 11, 2020. Includes 92 accrued dividend equivalent units.
F4: Represents final 1/3 of restricted stock units granted on February 11, 2019. Each restricted stock unit represents the right to receive, at settlement, one share of common stock. Additional units will be acquired with deemed dividends. Shares will be withheld upon vesting to satisfy tax requirements.
F5: Represents second 1/3 of restricted stock units granted on February 11, 2020. The remaining 1/3 of the award will vest in 2023. Each restricted stock unit represents the right to receive, at settlement, one share of common stock. Additional units will be acquired with deemed dividends. Shares will be withheld upon vesting to satisfy tax requirements.