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SOUTHERN CO — Director's Dealing 2021
Jan 4, 2021
29866_dirs_2021-01-04_4c5be427-d925-44ec-9350-ec1c8760fcaf.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SOUTHERN CO (SO)
CIK: 0000092122
Period of Report: 2020-12-31
Reporting Person: Kuczynski Stephen E (Pres. & CEO, Southern Nuclear)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-12-31 | Southern Company Common Stock | M | 9148 | $0.00 | Acquired | 73644.1563 | Direct |
| 2020-12-31 | Southern Company Common Stock | F | 4150 | $61.43 | Disposed | 69494.1563 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-12-31 | Southern Co Restricted Stock Units | $0.00 | M | 8184 | Disposed | Southern Company Common Stock (8184) | Direct |
Footnotes
F1: The RSU award, granted on May 23, 2018, vests 20% each year for five years, on December 31 of each year, beginning December 31, 2018. Vesting will be accelerated if certain performance measures are met before December 31, 2022. Includes 964 accrued dividend equivalent units. Shares will be withheld upon vesting to satisfy tax requirements.
F2: Shares withheld to satisfy required state and federal tax withholding requirements.
F3: The RSU award, granted on May 23, 2018, vests 20% each year for five years, on December 31 of each year, beginning December 31, 2018. Vesting will be accelerated if certain performance measures are met before December 31, 2022. Additional units will be acquired with deemed dividends. Shares will be withheld upon vesting to satisfy tax requirements.