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SOUTHERN CO — Director's Dealing 2021
Feb 16, 2021
29866_dirs_2021-02-16_51db140b-ceb6-4d17-bbe9-b354f0298c89.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SOUTHERN CO (SO)
CIK: 0000092122
Period of Report: 2021-02-11
Reporting Person: Evans Andrew W (Executive Vice President & CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-02-11 | Southern Company Common Stock | M | 5061 | $0.00 | Acquired | 152050 | Direct |
| 2021-02-11 | Southern Company Common Stock | F | 2296 | $61.29 | Disposed | 149754 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-02-11 | Performance Restricted Stock Units | $0.00 | M | 4646 | Disposed | Southern Company Common Stock (4646) | Direct |
Footnotes
F1: Shares acquired upon vesting of second 1/3 of performance restricted stock units granted on February 11, 2019. Includes 415 accrued dividend equivalent units.
F2: Shares withheld to satisfy required state and federal tax withholding requirements.
F3: Represents performance restricted stock units granted on February 11, 2019. The remaining 1/3 of the award will vest in 2022. Each performance restricted stock unit represents the right to receive, at statement, one share of common stock. Additional units will be acquired with deemed dividends. Shares will be withheld upon vesting to satisfy tax requirements.