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SOUTHERN CO — Director's Dealing 2020
Jun 10, 2020
29866_dirs_2020-06-09_8e5f7b2f-480e-4f44-88fa-1b85ee8489bd.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SOUTHERN CO (SO)
CIK: 0000092122
Period of Report: 2020-06-08
Reporting Person: Kerr, II James Y (EVP, Chief Legal Officer & CCO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-06-08 | Southern Company Common Stock | M | 50000 | $42.16 | Acquired | 117206 | Direct |
| 2020-06-08 | Southern Company Common Stock | S | 50000 | $59.41 | Disposed | 67206 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-06-08 | Option Right to Buy | $42.16 | M | 50000 | Disposed | 2024-03-10 | Southern Company Common Stock (50000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Southern Company Common Stock | 24074.8317 | Indirect |
Footnotes
F1: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $58.30 to $60.16, inclusive. The reporting person undertakes to provide to Southern Company, any security holder of Southern Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote (1) to this Form 4.
F2: Options were exercised and shares were sold pursuant to a Rule 10b5-1 plan.