Major Shareholding Notification • Aug 28, 2019
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Download Source FileSC 13D/A 1 chico-sc13da_082819.htm AMENDMENT TO FORM SC 13D
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SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549
SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 15)*
| GRUPO
AEROPORTUARIO DEL SURESTE, S.A.B. DE C.V. |
| --- |
| (Name
of Issuer) |
| AMERICAN
DEPOSITARY SHARES, EACH REPRESENTING TEN SERIES B SHARES SERIES
B SHARES, WITHOUT PAR VALUE |
| (Title
of Class of Securities) |
| 40051E202 |
| (CUSIP
Number) |
| Fernando
Chico Pardo c/o
Promecap, S.A. de C.V. Bosque
de Alisos No. 47A-3, Bosque de las Lomas CP
05120, Ciudad de Mexico, Mexico +52
55 1105 0800 |
| (Name,
Address and Telephone Number of Person Authorized
to Receive Notices and Communications) |
| With
a copy to: Adam
Brenneman, Esq. Cleary,
Gottlieb, Steen & Hamilton LLP One
Liberty Plaza New
York, New York 10006 (212)
225-2000 |
| August
28, 2019 |
| (Date
of Event which Requires Filing of this Statement) |
If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of sections 240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box. ☐
Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See Rule 13d-7 for other parties to whom copies are to be sent.
The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of section 18 of the Securities Exchange Act of 1934 (the “Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
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| CUSIP
No. 40051E202 — 1. | Names
of Reporting Persons Fernando
Chico Pardo | | |
| --- | --- | --- | --- |
| 2. | Check
the Appropriate Box if a Member of a Group (see instructions) | (a) (b) | ☒ ☐ |
| 3. | SEC
USE ONLY | | |
| 4. | Source
of Funds (see instructions) PF | | |
| 5. | Check
if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) | | ☐ |
| 6. | Citizenship
or Place of Organization United
Mexican States | | |
| Number
of Shares
Beneficially Owned by Each Reporting Person
with | 7. | Sole
Voting Power 40,519,378 | |
| | 8. | Shared
Voting Power 22,950,000 | |
| | 9. | Sole
Dispositive Power 40,519,378 | |
| | 10. | Shared
Dispositive Power 22,950,000 | |
| 11. | Aggregate
Amount Beneficially Owned by Each Reporting Person 63,469,378 | | |
| 12. | Check
if the Aggregate Amount in Row (11) Excludes Certain Shares (see instructions) | | ☐ |
| 13. | Percent
of Class Represented by Amount in Row (11) 22.91% | | |
| 14. | Type
of Reporting Person (see instructions) IN | | |
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| CUSIP No. 40051E202 — 1. | Names
of Reporting Persons. CHPAF
Holdings, S.A.P.I. de C.V. | | |
| --- | --- | --- | --- |
| 2. | Check
the Appropriate Box if a Member of a Group (see instructions) | (a) (b) | ☒ ☐ |
| 3. | SEC
USE ONLY | | |
| 4. | Source
of Funds (see instructions) AF
and OO | | |
| 5. | Check
if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) | | ☐ |
| 6. | Citizenship
or Place of Organization United
Mexican States | | |
| Number
of Shares
Beneficially Owned by Each Reporting Person
with | 7. | Sole
Voting Power 40,519,378 | |
| | 8. | Shared
Voting Power 0 | |
| | 9. | Sole
Dispositive Power 40,519,378 | |
| | 10. | Shared
Dispositive Power 0 | |
| 11. | Aggregate
Amount Beneficially Owned by Each Reporting Person 40,519,378 | | |
| 12. | Check
if the Aggregate Amount in Row (11) Excludes Certain Class B Shares (see instructions) | | ☐ |
| 13. | Percent
of Class Represented by Amount in Row (11) 14.63% | | |
| 14. | Type
of Reporting Person (see instructions) CO | | |
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Amendment No. 15 to Schedule 13D
The Reporting Persons hereby amend and supplement the statement on Schedule 13D filed with the Securities and Exchange Commission (the “ Commission ”) on April 9, 2007, as amended by Amendment No. 1 thereto filed on May 14, 2007, Amendment No. 2 thereto filed on June 4, 2007, Amendment No. 3 thereto filed on June 5, 2007, Amendment No. 4 thereto filed on June 20, 2007, as amended and restated by Amendment No. 5 thereto filed on June 20, 2007, as amended by Amendment No. 6 thereto filed on August 22, 2007, as amended by Amendment No. 7 thereto filed on May 23, 2008, as amended by Amendment No. 8 thereto filed on June 2, 2008, as amended by Amendment No. 9 thereto filed on July 3, 2008, as amended by Amendment No. 10 thereto filed on June 23, 2010, as amended by Amendment No. 11 thereto filed on October 14, 2010, as amended by Amendment No. 12 thereto filed on November 8, 2011, as amended by Amendment No. 13 thereto filed on January 5, 2012, and as amended by Amendment No. 14 filed on March 12, 2012 (the “ Schedule 13D ”) with respect to, among other things, the Reporting Persons’ beneficial ownership of series B shares (“ Series B Shares ”) (including Series B Shares underlying the American Depositary Shares (“ ADSs ”)) of Grupo Aeroportuario del Sureste, S.A.B. de C.V., a limited liability publicly traded corporation with variable capital stock ( sociedad anónima bursátil de capital variable ) (the “ Company ”), organized under the laws of the United Mexican States (“ Mexico ”). According to its public filings with the Commission, the Company, through its subsidiaries, operates airports in the southeastern region of Mexico. Defined terms used but not defined herein shall have the respective meanings given to such terms in the Schedule 13D.
Item 1. Security and Issuer
Item 1 is hereby amended so that all references in the Item to “Mexico, D.F.”, or any variation thereof, shall now read as “Ciudad de Mexico”:
Item 2. Identity and Background
Item 2 is hereby amended so that all references in the Item to “Mexico, D.F.”, or any variation thereof, shall now read as “Ciudad de Mexico” and by adding at the end of the Item the following:
The principal business address of CHAPF Holdings, S.A.P.I. de C.V., a Mexican sociedad anónima promotora de inversiones de capital variable (“ CHAPF ”), is Bosque de Alisos No. 47A-3, Bosques de las Lomas CP 05120, Ciudad de Mexico, Mexico. During the last five years, CHAPF has not been convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors) nor has it been a party to a civil proceeding of a judicial or administrative body of competent jurisdiction and as a result of such proceeding was or is subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws or finding any violation with respect to laws. The name, citizenship, present principal occupation or employment of each director and executive officer of CHAPF is set forth in Schedule A hereto.
Item 3. Source and Amount of Funds or Other Consideration
Item 3 is hereby amended by adding at the end of the Item the following:
Mr. Chico/CHAPF acquired 2,773,081 Shares for a sum of around Ps.790.4 million pursuant to negotiated transactions in the market with a mixture of cash on hand and lines of credit from commercial banks.
Item 4. Purpose of Transaction
Item 4 is hereby amended by adding at the end of the Item the following paragraphs:
On December 3, 2018, Agrupación Aeroportuaria Internacional III, S.A. de C.V. and Servicios de Estrategia Patrimonial, S.A. de C.V. merged with CHAPF Holdings, S.A.P.I. de C.V. to become CHAPF Holdings, S.A.P.I. de C.V. CHAPF Holdings, S.A.P.I. de C.V. thus became the successor in interest to both Agrupación Aeroportuaria Internacional III, S.A. de C.V. and Servicios de Estrategia Patrimonial, S.A. de C.V.
While Mr. Chico and CHAPF may continue to buy additional Shares in negotiated transactions in the market, their plans and proposals for the Company have not changed.
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Item 5. Interest in Securities of the Issuer
Section (c) of Item 5 is hereby amended to state the following:
(c) Except as set forth in this statement, no transactions in Shares were effected by the Reporting Persons during the 60 day period ended August 28, 2019.
| Date | Amount
of Securities | Price per Share (Mexican Pesos) | Where
and How Effected |
| --- | --- | --- | --- |
| 24-Jul-19 | 446,826 | 294.87 | Open
Market |
| 25-Jul-19 | 160,000 | 297.59 | Open
Market |
| 26-Jul-19 | 44,231 | 294.26 | Open
Market |
| 29-Jul-19 | 20,000 | 295.64 | Open
Market |
| 30-Jul-19 | 10,000 | 299.99 | Open
Market |
| 31-Jul-19 | 200,000 | 292.19 | Open
Market |
| 1-Aug-19 | 3,303 | 290.00 | Open
Market |
| 2-Aug-19 | 70,000 | 287.35 | Open
Market |
| 6-Aug-19 | 75,000 | 286.91 | Open
Market |
| 7-Aug-19 | 50,000 | 287.07 | Open
Market |
| 8-Aug-19 | 97,203 | 284.75 | Open
Market |
| 9-Aug-19 | 100,000 | 284.47 | Open
Market |
| 12-Aug-19 | 12,260 | 279.82 | Open
Market |
| 13-Aug-19 | 52,712 | 277.12 | Open
Market |
| 14-Aug-19 | 154,120 | 276.83 | Open
Market |
| 15-Aug-19 | 60,688 | 272.70 | Open
Market |
| 16-Aug-19 | 6,908 | 275.29 | Open
Market |
| 19-Aug-19 | 150,000 | 278.00 | Open
Market |
| 20-Aug-19 | 350,000 | 282.25 | Open
Market |
| 21-Aug-19 | 7,213 | 279.96 | Open
Market |
| 22-Aug-19 | 200,000 | 280.34 | Open
Market |
| 23-Aug-19 | 423,110 | 277.98 | Open
Market |
| 26-Aug-19 | 65,000 | 279.56 | Open
Market |
| 27-Aug-19 | 14,507 | 279.56 | Open
Market |
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SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, the undersigned certifies that the information set forth in this statement is true, complete and correct.
Dated: August 28, 2019
| FERNANDO
CHICO PARDO | |
| --- | --- |
| By: | /s/ Fernando Chico Pardo |
| CHPAF
HOLDINGS, S.A.P.I. DE C.V. | |
| By: | /s/ Fernando Chico Pardo |
| Name: | Fernando Chico Pardo |
| Title: | Attorney in fact |
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Schedule A
Board of Directors s of CHAPF Holdings, S.A.P.I. de C.V.
The following sets forth the name, citizenship and present principal occupation or employment of each director of CHAPF. To the best of the Reporting Persons’ knowledge, except as set forth on Schedule 13D, none of the directors of CHAPF owns any Shares or any other shares convertible into Shares.
| Name | Title | Citizenship | Present
Principal Place of Employment |
| --- | --- | --- | --- |
| Fernando
Chico Pardo | Chairman | Mexican | Promecap
S.A. de C.V. |
| Andres
Chico Hernandez | Board
Member | Mexican | CHPAF
Holdings S.A.P.I. de C.V. |
| Felipe
Chico Hernandez | Board
Member | Mexican | CHPAF
Holdings S.A.P.I. de C.V. |
| Pablo
Chico Hernandez | Board
Member | Mexican | SSA
Marine Mexico S.A. de C.V. |
| Jose
Miguel Enrich Liñero | Secretary | Mexican | Promecap
S.A. de C.V. |
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