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South32 Limited — Director's Dealing 2019
Aug 27, 2019
10558_dirs_2019-08-27_3d6cab7b-2b4e-4c83-91db-11bcf9a9f0e1.html
Director's Dealing
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RNS Number : 2394K
South32 Limited
27 August 2019
Notification of dealing form
1
Details of the person discharging managerial responsibilities / person closely associated
a)
Name
Graham Kerr
2
Reason for the notification
a)
Position/status
Chief Executive Officer and Managing Director
b)
Initial notification/Amendment
Initial Notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
South32 Limited
b)
LEI
213800LAZNPXSBKVHR17
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Identification code
Vesting of Rights under South32 Equity Incentive Plan (EIP) and sale of shares to cover tax liabilities
AU000000S320
b)
Nature of the transaction
Vesting of rights under the South32 EIP
c)
Price(s) and volume(s)
| Price(s) | Volume(s) |
| 0 | 3,274,568 (shares following vesting of rights under EIP) |
| $2.4651 | 1,971,241 (shares sold to cover tax) |
d)
Aggregated information
- Aggregated volume
- Price
Aggregated volume: 3,274,568
Aggregated price: 0.00
Total Aggregated Price: 0.00
Aggregated volume: 1,971,241
Aggregated price: 2.47
Total Aggregated Price: 4,859,306.19
e)
Date of the transaction
23 August 2019
f)
Place of the transaction
XASX
Notification of dealing forms
1
Details of the person discharging managerial responsibilities / person closely associated
a)
Name
Michael Fraser
2
Reason for the notification
a)
Position/status
Chief Operating Officer
b)
Initial notification/Amendment
Initial Notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
South32 Limited
b)
LEI
213800LAZNPXSBKVHR17
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Identification code
Vesting of Rights under South32 Equity Incentive Plan (EIP) and sale of shares to cover tax liabilities
AU000000S320
b)
Nature of the transaction
Vesting of rights under the South32 EIP
c)
Price(s) and volume(s)
| Price(s) | Volume(s) |
| 0 | 2,029,104 (shares following vesting of rights under EIP) |
| $2.538106 | 913,098 (shares sold to cover tax) |
d)
Aggregated information
- Aggregated volume
- Price
Aggregated volume: 2,029,104
Aggregated price: 0.00
Total Aggregated Price: 0.00
Aggregated volume: 913,098
Aggregated price: 2.54
Total Aggregated Price: 2,317,539.51
e)
Date of the transaction
23 August 2019
f)
Place of the transaction
XASX
Notification of dealing form
1
Details of the person discharging managerial responsibilities / person closely associated
a)
Name
Paul Harvey
2
Reason for the notification
a)
Position/status
Chief Operating Officer
b)
Initial notification/Amendment
Initial Notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
South32 Limited
b)
LEI
213800LAZNPXSBKVHR17
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Identification code
Vesting of Rights under South32 Equity Incentive Plan (EIP) and sale of shares to cover tax liabilities
AU000000S320
b)
Nature of the transaction
Vesting of rights under the South32 EIP
c)
Price(s) and volume(s)
| Price(s) | Volume(s) |
| 0 | 751,830 (shares following vesting of rights under EIP) |
| $2.471937 | 353,363 (shares sold to cover tax) |
d)
Aggregated information
- Aggregated volume
- Price
Aggregated volume: 751,830
Aggregated price: 0.00
Total Aggregated Price: 0.00
Aggregated volume: 353,363
Aggregated price: 2.47
Total Aggregated Price: 873,491.07
e)
Date of the transaction
23 August 2019
f)
Place of the transaction
XASX
Notification of dealing form
1
Details of the person discharging managerial responsibilities / person closely associated
a)
Name
Katherine Tovich
2
Reason for the notification
a)
Position/status
Chief Financial Officer
b)
Initial notification/Amendment
Initial Notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
South32 Limited
b)
LEI
213800LAZNPXSBKVHR17
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Identification code
Vesting of Rights under South32 Equity Incentive Plan (EIP) and sale of shares to cover tax liabilities
AU000000S320
b)
Nature of the transaction
Vesting of rights under the South32 EIP
c)
Price(s) and volume(s)
| Price(s) | Volume(s) |
| 0 | 371,604 (shares following vesting of rights under EIP) |
| $2.4651 | 175,230 (shares sold to cover tax) |
d)
Aggregated information
- Aggregated volume
- Price
Aggregated volume: 371,604
Aggregated price: 0.00
Total Aggregated Price: 0.00
Aggregated volume: 175,230
Aggregated price: 2.47
Total Aggregated Price: 431,959.47
e)
Date of the transaction
23 August 2019
f)
Place of the transaction
XASX
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