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South32 Limited — Director's Dealing 2016
Dec 7, 2016
10558_dirs_2016-12-07_4156643f-bb85-45e9-a76c-d4478c9c4f99.html
Director's Dealing
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RNS Number : 1948R
South32 Limited
07 December 2016
Notification of dealing form
1
Details of the person discharging managerial responsibilities / person closely associated
a)
Name
Graham Kerr
2
Reason for the notification
a)
Position/status
Chief Executive Officer and Managing Director
b)
Initial notification/Amendment
Initial Notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
South32 Limited
b)
LEI
N/A
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Identification code
Rights under South32 Equity Incentive Plan
AU000000S320
b)
Nature of the transaction
Allocation of rights under the South32 EIP
c)
Price(s) and volume(s)
| Price(s) | Volume(s) |
| 0 | 3,636,967 (allocation of rights under EIP) |
d)
Aggregated information
- Aggregated volume
- Price
Price Volume Total
0.00 3636967 0.00
Aggregated
0.00 3636967 0.00
e)
Date of the transaction
2 December 2016
f)
Place of the transaction
XASX
Notification of dealing form
1
Details of the person discharging managerial responsibilities / person closely associated
a)
Name
Brendan Harris
2
Reason for the notification
a)
Position/status
Chief Financial Officer
b)
Initial notification/Amendment
Initial Notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
South32 Limited
b)
LEI
N/A
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Identification code
Rights under South32 Equity Incentive Plan
AU000000S320
b)
Nature of the transaction
Allocation of rights under the South32 EIP
c)
Price(s) and volume(s)
| Price(s) | Volume(s) |
| 0 | 1,238,444 (allocation of rights under EIP) |
d)
Aggregated information
- Aggregated volume
- Price
Price Volume Total
0.00 1238444 0.00
Aggregated
0.00 1238444 0.00
e)
Date of the transaction
2 December 2016
f)
Place of the transaction
XASX
Notification of dealing form
1
Details of the person discharging managerial responsibilities / person closely associated
a)
Name
Johannes Fredericus Grimbeek
2
Reason for the notification
a)
Position/status
President and Chief Operating Officer Australia Region
b)
Initial notification/Amendment
Initial Notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
South32 Limited
b)
LEI
N/A
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Identification code
Rights under South32 Equity Incentive Plan
AU000000S320
b)
Nature of the transaction
Allocation of rights under the South32 EIP
c)
Price(s) and volume(s)
| Price(s) | Volume(s) |
| 0 | 1,665,110 (allocation of rights under EIP) |
d)
Aggregated information
- Aggregated volume
- Price
Price Volume Total
0.00 1665110 0.00
Aggregated
0.00 1665110 0.00
e)
Date of the transaction
2 December 2016
f)
Place of the transaction
XASX
Notification of dealing forms
1
Details of the person discharging managerial responsibilities / person closely associated
a)
Name
Michael Fraser
2
Reason for the notification
a)
Position/status
President and Chief Operating Officer Africa Region
b)
Initial notification/Amendment
Initial Notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
South32 Limited
b)
LEI
N/A
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Identification code
Rights under South32 Equity Incentive Plan
b)
Nature of the transaction
Allocation of rights under the South32 EIP
c)
Price(s) and volume(s)
| Price(s) | Volume(s) |
| 0 | 1,667,992 (allocation of rights under EIP) |
d)
Aggregated information
- Aggregated volume
- Price
Price Volume Total
0.00 1667992 0.00
Aggregated
0.00 1667992 0.00
e)
Date of the transaction
2 December 2016
f)
Place of the transaction
XASX
This information is provided by RNS
The company news service from the London Stock Exchange
END
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