SOURCE CAPITAL /DE/ — Regulatory Filings 2020

Mar 9, 2020

xml version="1.0" encoding="UTF-8"? X0201 N-CEN LIVE 0000091847 XXXXXXXX 811-01731 false false false N-2 SOURCE CAPITAL INC /DE/ 811-01731 0000091847 549300SKP40828EGYZ60 11601 WILSHIRE BOULEVARD SUITE 1200 LOS ANGELES 90025 US-CA US 310-473-0225 State Street Bank and Trust Company 1 Lincoln Street Boston 02111 617-786-3000 Custody and Accounting Records. N N N N-2 N Sandra Brown 000000000 N J. Richard Atwood 000000000 Y Mark L. Lipson 000000000 N Alfred E. Osborne, Jr. 000000000 N Patrick B. Purcell 000000000 N A. Robert Pisano 000000000 N Karen Richards 000000000 11601 Wilshire Boulevard Suite 1200 Los Angeles 90025 XXXXXX N N N N N N N American Stock Transfer & Trust Company, LLC 8-00000 000000000 254900TS5EWP83BEOU02 N N Ernst & Young LLP 42 00000000000000000000 N N N N N N N SOURCE CAPITAL INC /DE/ 549300SKP40828EGYZ60 N 0 0 0 N/A N N Y N N/A N/A N/A Rule 32a-4 (17 CFR 270.32a-4) Rule 23c-1 (17 CFR 270.23c-1) N N N N First Pacific Advisors, LP 801-67160 000141823 5493005X1UK1CXKK1241 N American Stock Transfer & Trust Company, LLC N/A 254900TS5EWP83BEOU02 N N N Standard & Poor's Financial Services LLC 549300U4VWNITEKO2881 N PricingDirect Inc. 549300WIC0TOJ7N7GD54 N Refinitiv US Holdings Inc. 549300NF240HXJO7N016 N Ice Data Pricing & Reference Data, LLC 5493000NQ9LYLDBCTL34 N N Skandinaviska Enskilda Banken AB (Oslo, Oslo, NO, Branch) F3JS33DEI6XQ4ZBPTN86 NO N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Bank Hapoalim B.M. B6ARUI4946ST4S7WOU88 IL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank Aktiengesellschaft (Makati City, Metro Manila, PH, Branch) 7LTWFZYICNSX8D621K86 PH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank del Peru S.A. MYTK5NHHP1G8TVFGT193 PE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Skandinaviska Enskilda Banken AB (Helsinki, Uusimaa, FI, Branch) F3JS33DEI6XQ4ZBPTN86 FI N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Skandinaviska Enskilda Banken A/S F3JS33DEI6XQ4ZBPTN86 DK N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) State Street Bank International GmbH ZMHGNT7ZPKZ3UFZ8EO46 DE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Hongkong and Shanghai Banking Corporation Limited (Jung-gu, Seoul, KR, Branch) 2HI3YI5320L3RW6NJ957 KR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Intesa Sanpaolo SpA 2W8N8UU78PMDQKZENC08 IT N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank Aktiengesellschaft (Madrid, Madrid, ES, Branch) 7LTWFZYICNSX8D621K86 ES N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Credit Suisse (Schweiz) AG 549300CWR0W0BCS9Q144 CH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Skandinaviska Enskilda Banken AB F3JS33DEI6XQ4ZBPTN86 SE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank Aktiengesellschaft (Vienna, Vienna, AT, Branch) 7LTWFZYICNSX8D621K86 AT N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Hongkong and Shanghai Banking Corporation Limited (Sydney, NSW, AU, Branch) 2HI3YI5320L3RW6NJ957 AU N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Standard Chartered Bank (Thai) Public Company Limited 549300O1LQYCQ7G1IM57 TH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) FirstRand Bank Limited ZAYQDKTCATIXF9OQY690 ZA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Standard Chartered Bank (Hong Kong) Limited X5AV1MBDXGRPX5UGMX13 HK N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Joint Stock Company Commercial Bank Citibank CHSQDSVI1UI96Y2SW097 RU N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank Aktiengesellschaft (Amsterdam, Noord Holland, NL, Branch) 7LTWFZYICNSX8D621K86 NL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank (Malaysia) Berhad 529900DLWFR8HK7DR278 MY N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Ceskoslovenska obchodni banka, a. s. Q5BP2UEQ48R75BOTCB92 CZ N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Hongkong and Shanghai Banking Corporation Limited (Chuo ku, Tokyo, JP, Branch) 2HI3YI5320L3RW6NJ957 JP N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) State Street Bank and Trust Company 571474TGEMMWANRLN572 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) Banco Nacional de Mexico, S.A., Integrante del Grupo Financiero Banamex 2SFFM4FUIE05S37WFU55 MX N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) State Street Trust Company Canada 549300L71XG2CTQ2V827 CA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Clearstream Banking S.A. 549300OL514RA0SXJJ44 LU N Y Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) BNP Paribas Securities Services (Athens, Attica, GR, Branch) 549300WCGB70D06XZS54 GR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Banco Itau Uruguay S.A. 549300HU8OQS1VTVXN55 UY N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Hongkong And Shanghai Banking Corporation Limited 2HI3YI5320L3RW6NJ957 HK N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank Anonim Sirketi 789000N5SE3LWDK7OI11 TR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Hongkong and Shanghai Banking Corporation Limited (Auckland, Auckland, NZ, Branch) 2HI3YI5320L3RW6NJ957 NZ N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank, National Association (Singapore, SG, Branch) E57ODZWZ7FF32TWEFA76 SG N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) State Street Bank and Trust Company (Edinburgh, GB, Branch) 571474TGEMMWANRLN572 GB N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) N American Stock Transfer & Trust Company, LLC 254900TS5EWP83BEOU02 N N N State Street Bank and Trust Company 571474TGEMMWANRLN572 N N N Daiwa Capital Markets America Inc. 8-12242 000001576 M67H5PRC0NQKM73ZAS82 2656.13 JonesTrading Institutional Services LLC 8-26089 000006888 2138008JJ5PA8H5UIL69 1856.9 Jefferies LLC 8-15074 000002347 58PU97L1C0WSRCWADL48 2595.53 STIFEL NICOLAUS & CO INC. 8-1447 000000793 5WUVMA08EYG4KEUPW589 938.44 Barclays Capital Inc. 8-41342 000019714 AC28XWWI3WIBK2824319 1498.86 Wells Fargo Securities, LLC 8-65876 000126292 VYVVCKR63DVZZN70PB21 2215.33 Sanford C. Bernstein & Co., LLC 8-52942 000104474 549300I7JYZHT7D5CO04 4294.34 BofA Securities, Inc. 8-69787 000283942 549300HN4UKV1E2R3U73 7283.74 Citigroup Global Markets Inc. 8-8177 000007059 MBNUM2BPBDO7JBLYG310 1123.4 RBC Capital Markets, LLC 8-45411 000031194 549300LCO2FLSSVFFR64 1036.49 31555.61 Mischler Financial Group, Inc. 8-48067 000037818 2549004IPXPSM9EJFC92 39236884.19 Citigroup Global Markets Inc. 8-8177 000007059 MBNUM2BPBDO7JBLYG310 7437128.91 Industrial and Commercial Bank of China Limited N/A 000000000 5493002ERZU2K9PZDL40 CN 24375319.5 MUFG Securities Americas Inc. 8-43026 000019685 K5HU16E3LMSVCCJJJ255 7439877.75 Barclays Capital Inc. 8-41342 000019714 AC28XWWI3WIBK2824319 6290107.85 BofA Securities, Inc. 8-69787 000283942 549300HN4UKV1E2R3U73 4794151.91 Credit Suisse Securities (USA) LLC 8-422 000000816 1V8Y6QCX6YMJ2OELII46 6059278.64 Brean Capital, LLC 8-40742 000023723 254900ZZA1UBVDCNQ378 48931065.51 J.P. Morgan Securities LLC 8-35008 000000079 ZBUT11V806EZRVTWT807 5389549.18 State Street Bank and Trust Company N/A 000000000 571474TGEMMWANRLN572 4333008000 4516048490.34 N 354780168.37 Common stock SOURCE CAPITAL, INC. N N Common stock N N N 0.7 1 38.69000000 44.44 true