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SOURCE CAPITAL /DE/ — Regulatory Filings 2014
Aug 29, 2014
33116_rns_2014-08-29_1c357254-1e90-4eb8-a61d-fb8f4c3734d4.zip
Regulatory Filings
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N-PX 1 a14-16747_2npx.htm N-PX
| OMB APPROVAL | |
|---|---|
| UNITED STATES | OMB Number: 3235-0582 |
| SECURITIES AND EXCHANGE COMMISSION | Expires: January 31, 2015 |
| Washington, D.C. 20549 | Estimated average burden hours per response......7.2 |
*FORM N-PX*
*ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY*
| Investment Company Act file number | ||
|---|---|---|
| Source Capital, Inc. | ||
| (Exact name of registrant as specified in charter) | ||
| 11601 Wilshire Blvd., Ste. 1200, Los Angeles, CA | 90025 | |
| (Address of principal executive offices) | (Zip code) | |
| J. Richard Atwood, Treasurer | ||
| Source Capital, Inc. | ||
| 11601 Wilshire Blvd., Ste. 1200, Los Angeles, CA 90025 | ||
| (Name and address of agent for service) | ||
| Registrants telephone number, including area code: | 310-473-0225 | |
| Date of fiscal year end: | 12/31 | |
| Date of reporting period: | 7/1/13 to 6/30/14 |
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*Item 1. Proxy Voting Record.*
Disclose the following information for each matter relating to a portfolio security considered at any shareholder meeting held during the period covered by the report and with respect to which the registrant was entitled to vote:
| (a) | The name of the issuer of the portfolio security; |
|---|---|
| (b) | The exchange ticker symbol of the portfolio security; |
| (c) | The Council on Uniform Securities Identification Procedures (CUSIP) number for the portfolio security; |
| (d) | The shareholder meeting date; |
| (e) | A brief identification of the matter voted on; |
| (f) | Whether the matter was proposed by the issuer or by a security holder; |
| (g) | Whether the registrant cast its vote on the matter; |
| (h) | How the registrant cast its vote (e.g., for or against proposal, or abstain; for or withhold regarding election of directors); and |
| (i) | Whether the registrant cast its vote for or against management. |
2
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**** FORM N-Px REPORT ****
ICA File Number: 811-01731
Reporting Period: 07/01/2013 - 06/30/2014
SOURCE CAPITAL, INC.
============================= Source Capital, Inc. =============================
AGGREKO PLC
Ticker: AGK Security ID: G0116S169
Meeting Date: APR 24, 2014 Meeting Type: Annual
Record Date: APR 22, 2014
Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Policy For For Management
3 Approve Remuneration Report For For Management
4 Approve Final Dividend For For Management
5 Elect Ian Marchant as Director For For Management
6 Re-elect Ken Hanna as Director For For Management
7 Re-elect Angus Cockburn as Director For For Management
8 Re-elect Debajit Das as Director For For Management
9 Re-elect Asterios Satrazemis as For For Management
Director
10 Re-elect David Taylor-Smith as Director For For Management
11 Re-elect Russell King as Director For For Management
12 Re-elect Diana Layfield as Director For For Management
13 Re-elect Robert MacLeod as Director For For Management
14 Re-elect Rebecca McDonald as Director For For Management
15 Reappoint PricewaterhouseCoopers as For For Management
Auditors
16 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
17 Authorise Issue of Equity with For For Management
Pre-emptive Rights
18 Approve Increase in Aggregate For For Management
Compensation Ceiling for Directors
19 Authorise Issue of Equity without For For Management
Pre-emptive Rights
20 Authorise Market Purchase of Ordinary For For Management
Shares
21 Authorise the Company to Call EGM with For For Management
Two Weeks Notice
AGGREKO PLC
Ticker: AGK Security ID: G0116S169
Meeting Date: APR 24, 2014 Meeting Type: Special
Record Date: APR 22, 2014
Proposal Mgt Rec Vote Cast Sponsor
1 Approve Matters Relating to the Return For For Management
of Cash to Shareholders
BELIMO HOLDING AG
Ticker: BEAN Security ID: H07171103
Meeting Date: APR 14, 2014 Meeting Type: Annual
Record Date:
Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Allocation of Income and For For Management
Dividends of CHF 65 per Share
3 Approve Remuneration Report For For Management
4 Approve Discharge of Board For For Management
5.1.1 Reelect Martin Hess as Director For For Management
5.1.2 Reelect Walter Linsi as Director For Against Management
5.1.3 Reelect Hans Peter Wehrli as Director For Against Management
5.1.4 Reelect Martin Zwyssig as Director For For Management
5.1.5 Elect Patrick Burkhalter as Director For Against Management
5.2.1 Elect Hans Peter Wehrli as Board For Against Management
Chairman
5.2.2 Elect Martin Zwyssig as Board For For Management
Vice-Chairman
5.3.1 Appoint Martin Hess as Member of the For For Management
Compensation Committee
5.3.2 Appoint Walter Linsi as Member of the For Against Management
Compensation Committee
5.3.3 Appoint Hans Peter Wehrli as Member of For Against Management
the Compensation Committee
5.4 Designate Proxy Voting Services GmbH For For Management
as Independent Proxy
5.5 Ratify KPMG AG as Auditors For For Management
6 Amend Articles Re: Compliance with For Against Management
Ordinance Against Excessive
Remuneration at Listed Companies
7.1 Approve Remuneration of Directors in For Against Management
the Amount of CHF 770,000
7.2 Approve Remuneration of Executive For For Management
Directors in the Aggregate Amount of
CHF 4.1 Million with Fix Compensation
in the Amount of CHF 2.3 Million and
with Variable Compensation in the
Amount of CHF 1.8 Million
BIO-RAD LABORATORIES, INC.
Ticker: BIO Security ID: 090572207
Meeting Date: APR 22, 2014 Meeting Type: Annual
Record Date: FEB 27, 2014
Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Louis Drapeau For Against Management
1.2 Elect Director Robert M. Malchione For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
BIOMERIEUX
Ticker: BIM Security ID: F1149Y109
Meeting Date: MAY 28, 2014 Meeting Type: Annual/Special
Record Date: MAY 22, 2014
Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Discharge of Directors For For Management
3 Approve Consolidated Financial For For Management
Statements and Statutory Reports
4 Approve Allocation of Income and For For Management
Dividends of EUR 1 per Share
5 Approve Transaction with SCI De L For For Management
Etoile
6 Approve Transaction with BioMerieux For For Management
Inc.
7 Acknowledge Auditors' Special Report For For Management
on Related-Party Transactions
Regarding Ongoing Transactions
8 Reelect Alain Merieux as Director For For Management
9 Reelect Alexandre Merieux as Director For For Management
10 Reelect Jean-Luc Belingard as Director For For Management
11 Reelect Michele Palladino as Director For For Management
12 Relect Philippe Archinard as Director For For Management
13 Elect Agnes Lemarchand as Director For For Management
14 Elect Philippe Gillet as Director For For Management
15 Appoint Michel Ange as Censor For For Management
16 Appoint Henri Thomasson as Censor For For Management
17 Advisory Vote on Compensation of For For Management
Jean-Luc Belingard, Chairman and CEO
18 Advisory Vote on Compensation of For For Management
Alexandre Merieux, Vice-CEO
19 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
20 Amend Article 2 of Bylaws Re: For For Management
Extension of Corporate Purpose
21 Authorize Decrease in Share Capital For For Management
via Cancellation of Repurchased Shares
22 Allow Board to Use Delegations and/or For For Management
Authorizations Granted Under Items
9-16 and 19 of the May 29, 2013
General Meeting in the Event of a
Public Tender Offer
23 Authorize Filing of Required For For Management
Documents/Other Formalities
CARMAX, INC.
Ticker: KMX Security ID: 143130102
Meeting Date: JUN 23, 2014 Meeting Type: Annual
Record Date: APR 15, 2014
Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ronald E. Blaylock For For Management
1.2 Elect Director Thomas J. Folliard For For Management
1.3 Elect Director Rakesh Gangwal For For Management
1.4 Elect Director Jeffrey E. Garten For For Management
1.5 Elect Director Shira Goodman For For Management
1.6 Elect Director W. Robert Grafton For For Management
1.7 Elect Director Edgar H. Grubb For For Management
1.8 Elect Director Mitchell D. Steenrod For For Management
1.9 Elect Director Thomas G. Stemberg For For Management
1.10 Elect Director William R. Tiefel For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
DOMINO PRINTING SCIENCES PLC
Ticker: DNO Security ID: G28112103
Meeting Date: MAR 19, 2014 Meeting Type: Annual
Record Date: MAR 17, 2014
Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Remuneration Policy For For Management
4 Approve Final Dividend For For Management
5 Re-elect Peter Byrom as Director For For Management
6 Re-elect Sir Mark Wrightson as Director For For Management
7 Re-elect Sir David Brown as Director For For Management
8 Re-elect Christopher Brinsmead as For For Management
Director
9 Re-elect Nigel Bond as Director For For Management
10 Re-elect Andrew Herbert as Director For For Management
11 Reappoint Deloitte LLP as Auditors For For Management
12 Authorise Board to Fix Remuneration of For For Management
Auditors
13 Authorise Issue of Equity with For For Management
Pre-emptive Rights
14 Authorise Issue of Equity without For For Management
Pre-emptive Rights
15 Authorise Market Purchase of Ordinary For For Management
Shares
16 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
EVS
Ticker: EVS Security ID: B3883A119
Meeting Date: MAY 20, 2014 Meeting Type: Annual/Special
Record Date: MAY 06, 2014
Proposal Mgt Rec Vote Cast Sponsor
1 Receive Directors' Reports (Non-Voting) None None Management
2 Approve Remuneration Report For For Management
3 Receive Auditors' Reports (Non-Voting) None None Management
4 Approve Financial Statements, For For Management
Allocation of Income, and Dividends of
EUR 2.16 per Share
5 Approve Discharge of Directors For For Management
6 Approve Discharge of Auditors For For Management
7a Reelect Acces Direct SA, Permanently For For Management
Represented by Pierre Rion, as Director
7b Reelect Christian Raskin as Director For For Management
1 Approve Change-of-Control Clause Re: For For Management
Credit Facility
1 Renew Authorization to Increase Share For Against Management
Capital up to EUR 8.3 Million within
the Framework of Authorized Capital
2 Authorize Repurchase of Up to 20 For Against Management
Percent of Issued Share Capital
EVS
Ticker: EVS Security ID: B3883A119
Meeting Date: JUN 20, 2014 Meeting Type: Special
Record Date: JUN 06, 2014
Proposal Mgt Rec Vote Cast Sponsor
1 Renew Authorization to Increase Share For Against Management
Capital up to EUR 8.3 Million within
the Framework of Authorized Capital
2 Authorize Repurchase of Up to 20 For Against Management
Percent of Issued Share Capital
FMC TECHNOLOGIES, INC.
Ticker: FTI Security ID: 30249U101
Meeting Date: MAY 02, 2014 Meeting Type: Annual
Record Date: MAR 10, 2014
Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Clarence P. Cazalot, Jr. For For Management
1b Elect Director Eleazar de Carvalho For For Management
Filho
1c Elect Director C. Maury Devine For For Management
1d Elect Director Claire S. Farley For For Management
1e Elect Director John T. Gremp For For Management
1f Elect Director Thomas M. Hamilton For For Management
1g Elect Director Peter Mellbye For For Management
1h Elect Director Joseph H. Netherland For For Management
1i Elect Director Richard A. Pattarozzi For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
FRANKLIN ELECTRIC CO., INC.
Ticker: FELE Security ID: 353514102
Meeting Date: MAY 02, 2014 Meeting Type: Annual
Record Date: MAR 03, 2014
Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David T. Brown For For Management
1.2 Elect Director David A. Roberts For For Management
1.3 Elect Director Thomas R. VerHage For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
GRACO INC.
Ticker: GGG Security ID: 384109104
Meeting Date: APR 25, 2014 Meeting Type: Annual
Record Date: FEB 24, 2014
Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Patrick J. McHale For For Management
1b Elect Director Lee R. Mitau For For Management
1c Elect Director Martha A. Morfitt For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
HEARTLAND EXPRESS, INC.
Ticker: HTLD Security ID: 422347104
Meeting Date: MAY 08, 2014 Meeting Type: Annual
Record Date: MAR 12, 2014
Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Gerdin For For Management
1.2 Elect Director Larry J. Gordon For For Management
1.3 Elect Director Benjamin J. Allen For For Management
1.4 Elect Director Lawrence D. Crouse For For Management
1.5 Elect Director James G. Pratt For For Management
1.6 Elect Director Tahira K. Hira For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
HNI CORPORATION
Ticker: HNI Security ID: 404251100
Meeting Date: MAY 06, 2014 Meeting Type: Annual
Record Date: MAR 07, 2014
Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Miguel M. Calado For For Management
1b Elect Director Cheryl A. Francis For For Management
1c Elect Director Larry B. Porcellato For For Management
1d Elect Director Brian E. Stern For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
IDEX CORPORATION
Ticker: IEX Security ID: 45167R104
Meeting Date: APR 08, 2014 Meeting Type: Annual
Record Date: FEB 14, 2014
Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bradley J. Bell For For Management
1.2 Elect Director Gregory F. Milzcik For For Management
1.3 Elect Director Andrew K. Silvernail For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
KNIGHT TRANSPORTATION, INC.
Ticker: KNX Security ID: 499064103
Meeting Date: MAY 15, 2014 Meeting Type: Annual
Record Date: MAR 26, 2014
Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Donald A. Bliss For Withhold Management
1.2 Elect Director Richard C. Kraemer For Withhold Management
1.3 Elect Director Richard J. Lehmann For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
KUEHNE & NAGEL INTERNATIONAL AG
Ticker: KNIN Security ID: H4673L145
Meeting Date: MAY 06, 2014 Meeting Type: Annual
Record Date:
Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Allocation of Income and For For Management
Dividends of CHF 3.85 per Share and
Special Dividends of CHF 2 per Share
3 Approve Discharge of Board and Senior For For Management
Management
4.1a Reelect Renato Fassbind as Director For For Management
4.1b Reelect Juergen Fitschen as Director For For Management
4.1c Reelect Karl Gernandt as Director For Against Management
4.1d Reelect Klaus-Michael Kuehne as For For Management
Director
4.1e Reelect Hans Lerch as Director For For Management
4.1f Reelect Thomas Staehelin as Director For Against Management
4.1g Reelect Joerg Wolle as Director For For Management
4.1h Reelect Bernd Wrede as Director For Against Management
4.2 Elect Martin Wittig as Director For For Management
4.3 Reelect Karl Gernandt as Board Chairman For Against Management
4.4a Appoint Karl Gernandt as Member of the For Against Management
Compensation Committee
4.4b Appoint Klaus-Michael Kuehne as Member For Against Management
of the Compensation Committee
4.4c Appoint Hans Lerch as Member of the For For Management
Compensation Committee
4.4d Appoint Joerg Wolle as Member of the For For Management
Compensation Committee
4.4e Appoint Bernd Wrede as Member of the For Against Management
Compensation Committee
4.5 Designate Kurt Gubler as Independent For For Management
Proxy
4.6 Ratify Ernst & Young AG as Auditors For For Management
5 Approve Creation of CHF 20 Million For For Management
Pool of Capital without Preemptive
Rights
6 Transact Other Business (Voting) For Against Management
NOBLE CORPORATION PLC
Ticker: NE Security ID: G65431101
Meeting Date: JUN 10, 2014 Meeting Type: Annual
Record Date: APR 25, 2014
Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Scott D. Josey For For Management
2 Elect Director Jon A. Marshall For For Management
3 Elect Director Mary P. Ricciardello For For Management
4 Ratify PricewaterhouseCoopers LLP as For For Management
Independent Registered Public
Accounting Firm
5 Ratify PricewaterhouseCoopers LLP as For For Management
Statutory Auditor
6 Authorize Audit Committee to Fix For For Management
Remuneration of Statutory Auditors
7 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
8 Advisory Vote to Ratify Directors' For For Management
Compensation Report
9 Approve Remuneration Policy For For Management
10 Approve Dividends For For Management
11 Declassify the Board of Directors For For Management
O'REILLY AUTOMOTIVE, INC.
Ticker: ORLY Security ID: 67103H107
Meeting Date: MAY 06, 2014 Meeting Type: Annual
Record Date: FEB 28, 2014
Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director David O'Reilly For For Management
1b Elect Director Larry O'Reilly For For Management
1c Elect Director Rosalie O'Reilly Wooten For For Management
1d Elect Director Jay D. Burchfield For For Management
1e Elect Director Thomas T. Hendrickson For For Management
1f Elect Director Paul R. Lederer For For Management
2 Amend Articles of Incorporation of the For Against Management
Company's Subsidiary O'Reilly
Automotive Stores, Inc.
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Auditors For For Management
5 Stock Retention/Holding Period Against For Shareholder
ROTORK PLC
Ticker: ROR Security ID: G76717126
Meeting Date: APR 25, 2014 Meeting Type: Annual
Record Date: APR 23, 2014
Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Re-elect Ian King as Director For For Management
4 Re-elect Peter France as Director For For Management
5 Re-elect Jonathan Davis as Director For For Management
6 Re-elect Bob Arnold as Director For For Management
7 Re-elect Graham Ogden as Director For For Management
8 Re-elect John Nicholas as Director For For Management
9 Re-elect Roger Lockwood as Director For For Management
10 Re-elect Gary Bullard as Director For For Management
11 Re-elect Sally James as Director For For Management
12 Appoint KPMG LLP as Auditors For For Management
13 Authorise Board to Fix Remuneration of For For Management
Auditors
14 Approve Remuneration Report For For Management
15 Approve Remuneration Policy For For Management
16 Authorise Issue of Equity with For For Management
Pre-emptive Rights
17 Authorise Issue of Equity without For For Management
Pre-emptive Rights
18 Authorise Market Purchase of Ordinary For For Management
Shares
19 Authorise Market Purchase of For For Management
Preference Shares
20 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
21 Amend Overseas Profit-Linked Share For For Management
Scheme
SIGNET JEWELERS LIMITED
Ticker: SIG Security ID: G81276100
Meeting Date: JUN 13, 2014 Meeting Type: Annual
Record Date: APR 11, 2014
Proposal Mgt Rec Vote Cast Sponsor
1a Elect H. Todd Stitzer as Director For For Management
1b Elect Virginia Drosos as Director For For Management
1c Elect Dale W. Hilpert as Director For For Management
1d Elect Marianne Miller Parrs as Director For For Management
1e Elect Thomas G. Plaskett as Director For For Management
1f Elect Russell Walls as Director For For Management
1g Elect Helen McCluskey as Director For For Management
1h Elect Robert Stack as Director For For Management
1i Elect Eugenia Ulasewicz as Director For For Management
1j Elect Michael W. Barnes as Director For For Management
2 Approve KPMG LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Amend Bylaws For For Management
SONOVA HOLDING AG
Ticker: SOON Security ID: H8024W106
Meeting Date: JUN 17, 2014 Meeting Type: Annual
Record Date:
Proposal Mgt Rec Vote Cast Sponsor
1.1 Accept Financial Statements and For For Management
Statutory Reports
1.2 Approve Remuneration Report For For Management
2 Approve Allocation of Income and For For Management
Dividends of CHF 1.90 per Share
3 Approve Discharge of Board and Senior For For Management
Management
4.1.1 Reelect Robert Spoerry as Director and For For Management
Board Chairman
4.1.2 Reelect Beat Hess as Director For For Management
4.1.3 Reelect Michael Jacobi as Director For For Management
4.1.4 Reelect Andy Rihs as Director For For Management
4.1.5 Reelect Anssi Vanjoki as Director For For Management
4.1.6 Reelect Ronald van der Vis as Director For For Management
4.1.7 Reelect Jinlong Wang as Director For For Management
4.1.8 Reelect John Zei as Director For For Management
4.2 Elect Stacy Enxing Send as Director For For Management
4.3.1 Appoint Robert Spoerry as Member of For For Management
the Compensation Committee
4.3.2 Appoint Beat Hess as Member of the For For Management
Compensation Committee
4.3.3 Appoint John Zei as Member of the For For Management
Compensation Committee
4.4 Ratify PricewaterhouseCoopers AG as For For Management
Auditors
4.5 Designate Andreas Keller as For For Management
Independent Proxy
5.1 Amend Articles Re: Ordinance Against For For Management
Excessive Remuneration at Listed
Companies (Compensation Related)
5.2 Amend Articles Re: Further Provisions For For Management
Related to Ordinance Against Excessive
Remuneration at Listed Companies
6 Transact Other Business (Voting) For Against Management
SPIRAX-SARCO ENGINEERING PLC
Ticker: SPX Security ID: G83561111
Meeting Date: MAY 20, 2014 Meeting Type: Annual
Record Date: MAY 18, 2014
Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Policy For For Management
3 Approve Remuneration Report For For Management
4 Approve Final Dividend For For Management
5 Appoint Deloitte LLP as Auditors For For Management
6 Authorise Board to Fix Remuneration of For For Management
Auditors
7 Re-elect Bill Whiteley as Director For For Management
8 Re-elect Nick Anderson as Director For For Management
9 Re-elect David Meredith as Director For For Management
10 Re-elect Neil Daws as Director For For Management
11 Re-elect Jay Whalen as Director For For Management
12 Re-elect Dr Krishnamurthy Rajagopal as For For Management
Director
13 Re-elect Dr Trudy Schoolenberg as For For Management
Director
14 Re-elect Clive Watson as Director For For Management
15 Elect Jamie Pike as Director For For Management
16 Authorise Issue of Equity with For For Management
Pre-emptive Rights
17 Approve Scrip Dividend For For Management
18 Authorise Issue of Equity without For For Management
Pre-emptive Rights
19 Authorise Market Purchase of Ordinary For For Management
Shares
20 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
WABCO HOLDINGS INC.
Ticker: WBC Security ID: 92927K102
Meeting Date: MAY 22, 2014 Meeting Type: Annual
Record Date: MAR 28, 2014
Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director G. Peter D'Aloia For For Management
1.2 Elect Director Juergen W. Gromer For For Management
1.3 Elect Director Mary L. Petrovich For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
ZEBRA TECHNOLOGIES CORPORATION
Ticker: ZBRA Security ID: 989207105
Meeting Date: MAY 15, 2014 Meeting Type: Annual
Record Date: MAR 24, 2014
Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Frank B. Modruson For Withhold Management
1.2 Elect Director Anders Gustafsson For Withhold Management
1.3 Elect Director Andrew K. Ludwick For Withhold Management
1.4 Elect Director Janice M. Roberts For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
========== END NPX REPORT
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**Investment Company Report****
*HALMA PLC, AMERSHAM*
| Security | G42504103 | Meeting Type | Annual General Meeting |
|---|---|---|---|
| Ticker Symbol | Meeting Date | 25-Jul-2013 | |
| ISIN | GB0004052071 | Agenda | 704626172 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
|---|---|---|---|---|
| 1 | To receive the Accounts and the Reports of the Directors and the Auditors | Management | For | For |
| 2 | To declare a final dividend | Management | For | For |
| 3 | To approve the Remuneration Report | Management | For | For |
| 4 | To re-elect Andrew Williams as a Director | Management | For | For |
| 5 | To re-elect Kevin Thompson as a Director | Management | For | For |
| 6 | To re-elect Stephen Pettit as a Director | Management | For | For |
| 7 | To re-elect Neil Quinn as a Director | Management | For | For |
| 8 | To re-elect Jane Aikman as a Director | Management | For | For |
| 9 | To re-elect Adam Meyers as a Director | Management | For | For |
| 10 | To re-elect Lord Blackwell as a Director | Management | For | For |
| 11 | To re-elect Steve Marshall as a Director | Management | For | For |
| 12 | To re-elect Daniela Barone Soares as a Director | Management | For | For |
| 13 | To elect Paul Walker as a Director | Management | For | For |
| 14 | To reappoint Deloitte LLP as Auditor | Management | For | For |
| 15 | To authorise the Directors to determine the remuneration of the Auditor | Management | For | For |
| 16 | Authority to allot shares | Management | For | For |
| 17 | Disapplication of pre-emption rights | Management | For | For |
| 18 | Authority to purchase own shares | Management | For | For |
| 19 | Notice of general meetings | Management | For | For |
*MICROCHIP TECHNOLOGY INCORPORATED*
| Security | 595017104 | Meeting Type | Annual |
|---|---|---|---|
| Ticker Symbol | MCHP | Meeting Date | 16-Aug-2013 |
| ISIN | US5950171042 | Agenda | 933856936 - Management |
| Item | Proposal | Vote | For/Against Management | |
|---|---|---|---|---|
| 1. | DIRECTOR | Management | ||
| 1 | STEVE SANGHI | For | For | |
| 2 | MATTHEW W. CHAPMAN | For | For | |
| 3 | L.B. DAY | For | For | |
| 4 | ALBERT J. HUGO-MARTINEZ | For | For | |
| 5 | WADE F. MEYERCORD | For | For | |
| 2. | PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF MICROCHIP FOR THE FISCAL YEAR ENDING MARCH 31, 2014. | Management | For | For |
| 3. | PROPOSAL TO APPROVE, ON AN ADVISORY (NON-BINDING) BASIS, THE COMPENSATION OF OUR NAMED EXECUTIVES. | Management | For | For |
SEQ.=1,FOLIO='',FILE='C:\JMS\brama\14-16747-2\task6946055\16747-2-bk.htm',USER='105435',CD='Aug 22 18:45 2014'
*EVS BROADCAST EQUIPMENT SA, SERAING*
| Security | B3883A119 | Meeting Type | ExtraOrdinary General Meeting |
|---|---|---|---|
| Ticker Symbol | Meeting Date | 20-Aug-2013 | |
| ISIN | BE0003820371 | Agenda | 704663322 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
|---|---|---|---|---|
| CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) MAY BE REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE-REPRESENTATIVE | Non-Voting | ||
| CMMT | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED | Non-Voting | ||
| 1 | Approve Stock Option Plan for J. Janssen Re: 25,000 Warrants | Management | For | For |
| 2 | Approve Conditional Cancellation of 70,000 Warrants if Item 1 is Approved | Management | For | For |
| 3 | Authorize Board to Issue Shares in the Event of a Public Tender Offer or Share Exchange Offer and Renew Authorization to Increase Share Capital within the Framework of Authorized Capital | Management | For | For |
| 4.a | Elect Muriel de Lathouwer as Independent Director | Management | For | For |
| 4.b | Elect Freddy Tacheny as Independent Director | Management | For | For |
| 5 | Authorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry | Management | For | For |
| CMMT | PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN MEETING TYPE FROM SGM TO-EGM AND CHANGE IN TIME FROM 10.00 TO 11.00. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting |
*LIFE TECHNOLOGIES CORPORATION*
| Security | 53217V109 | Meeting Type | Special |
|---|---|---|---|
| Ticker Symbol | LIFE | Meeting Date | 21-Aug-2013 |
| ISIN | US53217V1098 | Agenda | 933860973 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
|---|---|---|---|---|
| 01 | TO CONSIDER AND VOTE ON A PROPOSAL TO ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED AS OF APRIL 14, 2013 (THE MERGER AGREEMENT), BY AND AMONG LIFE TECHNOLOGIES CORPORATION (THE COMPANY), THERMO FISHER SCIENTIFIC INC., AND POLPIS MERGER SUB CO. | Management | For | For |
| 02 | TO CONSIDER AND VOTE ON A NON-BINDING, ADVISORY PROPOSAL TO APPROVE THE COMPENSATION THAT MAY BE PAID OR BECOME PAYABLE TO THE COMPANYS NAMED EXECUTIVE OFFICERS IN CONNECTION WITH, OR FOLLOWING, THE CONSUMMATION OF THE MERGER. | Management | For | For |
| 03 | TO APPROVE THE ADJOURNMENT OF THE SPECIAL MEETING, IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO ADOPT THE MERGER AGREEMENT. | Management | For | For |
SEQ.=1,FOLIO='',FILE='C:\JMS\brama\14-16747-2\task6946055\16747-2-bk.htm',USER='105435',CD='Aug 22 18:45 2014'
*EVS BROADCAST EQUIPMENT SA, SERAING*
| Security | B3883A119 | Meeting Type | ExtraOrdinary General Meeting |
|---|---|---|---|
| Ticker Symbol | Meeting Date | 24-Sep-2013 | |
| ISIN | BE0003820371 | Agenda | 704703847 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
|---|---|---|---|---|
| CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 223875 DUE TO CHANGE IN MEETING DATE FROM 20 AUG 2013 TO 24 SEP 2013 AND RECORD DATE FROM 06 AUG 2013 TO-10 SEP 2013. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. | Non-Voting | ||
| CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) MAY BE REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE | Non-Voting | ||
| CMMT | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION TO-YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED IN ORDER FOR-YOUR VOTE TO BE LODGED | Non-Voting | ||
| 1 | Issuance of 25,000 warrants for J. Janssen | Management | For | For |
| 2 | On the condition precedent that the 25,000 warrants are approved (see point 1), cancellation of 70,000 warrants already issued and not yet granted | Management | For | For |
| 3 | Authorized capital (article 7 of the statutes) | Management | For | For |
| 4.a | Appointment of Mrs. Muriel de Lathouwer | Management | For | For |
| 4.b | Appointment of Mr. Freddy Tacheny | Management | For | For |
| 5 | Delegation of power | Management | For | For |
SEQ.=1,FOLIO='',FILE='C:\JMS\brama\14-16747-2\task6946055\16747-2-bk.htm',USER='105435',CD='Aug 22 18:45 2014'
*LOCCITANE INTERNATIONAL SA, LUXEMBOURG*
| Security | L6071D109 | Meeting Type | Annual General Meeting |
|---|---|---|---|
| Ticker Symbol | Meeting Date | 25-Sep-2013 | |
| ISIN | LU0501835309 | Agenda | 704673602 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
|---|---|---|---|---|
| CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/sehk/ 2013/0731/LTN-20130731033.pdf AND http://www.hkexnews.hk/listedco/listconews/sehk/ 2013/0731-/LTN20130731019.pdf | Non-Voting | ||
| CMMT | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF ABSTAIN WILL BE TREATED THE SAME AS A TAKE NO ACTION VOTE. | Non-Voting | ||
| 1 | To receive and adopt the statutory accounts and audited consolidated financial statements of the Company for the year ended 31 March 2013 and to acknowledge the content of the reports of the board of directors and the auditors of the Company | Management | For | For |
| 2 | To declare a final dividend of a total amount of EUR 42.9 million for the year ended 31 March 2013 | Management | For | For |
| 3.i | To elect the following director of the Company for a term of 3 years: Mrs. Valerie Irene Amelie Monique Bernis | Management | For | For |
| 3.ii | To elect the following director of the Company for a term of 3 years: Mr. Pierre Maurice Georges Milet | Management | For | For |
| 4.A | To give a general mandate to the directors to allot, issue and deal with or, subject to the Treasury Shares Waiver being obtained, transfer or sell out of treasury and deal with, additional shares not exceeding 20% of the issued share capital of the Company (excluding the nominal capital of those shares that are held in Treasury) | Management | For | For |
| 4.B | To give a general mandate to the directors to repurchase shares not exceeding 10% of the issued share capital of the Company (excluding the nominal capital of those shares that are held in Treasury) within a price range between HKD 10 and HKD 30 | Management | For | For |
| 4.C | To extend the authority given to the directors pursuant to ordinary resolution no. 4(A) to issue shares by adding to the issued share capital of the Company the number of shares repurchased under ordinary resolution no. 4(B) | Management | For | For |
| 5 | To renew the mandate granted to PricewaterhouseCoopers to act as approved statutory auditor of the Company for the financial year ending 31 March 2014 | Management | For | For |
| 6 | To re-appoint PricewaterhouseCoopers as the external auditor of the Company to hold the office from the conclusion of the Annual General Meeting until the next annual general meeting of the Company | Management | For | For |
SEQ.=1,FOLIO='',FILE='C:\JMS\brama\14-16747-2\task6946055\16747-2-bk.htm',USER='105435',CD='Aug 22 18:45 2014'
| 7.A | That conditional upon the Listing Committee of the Stock Exchange of Hong Kong Limited granting approval of the listing of, and permission to deal in, any Shares which may fall to be issued pursuant to the exercise of Options to be granted under the Share Option Plan 2013 of the Company, a copy of which has been produced to this meeting marked A and signed by the chairman of this meeting for the purpose of identification (the Share Option Plan 2013), the Share Option Plan 2013 be and is hereby approved and adopted; and the Directors be and are hereby authorised to grant Options to the Eligible Persons under the Share Option Plan2013 and to allot and issue Shares or, subject to the Treasury Shares Waiver being obtained, transfer Treasury Shares out of treasury, representing up to 1.5% of the Companys issued share capital as at the date of this resolution (excluding Treasury Shares) upon the exercise of any Options granted there under and pursuant to the terms and conditions thereof, and to do all such acts, matters and things as they may in their discretion consider necessary, expedient or desirable to give effect to and implement the Share Option Plan 2013, and that the share option plan adopted on 30 September 2010 be and hereby is terminated with immediate effect in accordance with its terms | Management | For | For |
|---|---|---|---|---|
| 7.B | That the Free Share Plan 2013 of the Company, a copy of which has been produced to this meeting marked B and signed by the chairman of this meeting for the purpose of identification (the Free Share Plan 2013) be and is hereby approved and adopted; and the Directors be and are hereby authorised to grant Free Shares to the Eligible Persons under the Free Share Plan 2013 and to allot and issue Shares or, subject to the Treasury Shares Waiver being obtained, transfer Treasury Shares out of treasury, representing up to 0.5% of the Companys issued share capital as at the date of this resolution (excluding Treasury Shares) upon the allocation of any Free Shares granted there under and pursuant to the terms and conditions thereof, and to do all such acts, matters and things as they may in their discretion consider necessary, expedient or desirable to give effect to and implement the Free Share Plan 2013, and that the free share plan adopted on 30 September 2010 be and hereby is terminated with immediate effect in accordance with its terms | Management | For | For |
| 8 | To approve the remuneration to be granted to certain directors of the Company and to authorize the board of directors to implement any subsequent actions which may be required, including, for the avoidance of doubt, the payment modalities | Management | For | For |
| 9 | To grant discharge to the directors for the exercise of their mandate during the financial year ended 31 March 2013 | Management | For | For |
| 10 | To grant discharge to the statutory auditors PricewaterhouseCoopers for the exercise of their mandate during the financial year ended 31 March 2013 | Management | For | For |
| 11 | To approve the remuneration to be granted to PricewaterhouseCoopers as the approved statutory auditor of the Company | Management | For | For |
| CMMT | MEETING IS TAKING PLACE BY TELECONFERENCE AT 38/F TOWER 2, TIMES SQUARE, 1 MATHESON ROAD, CAUSEWAY BAY, HONG KONG AT 16:00 HK TIME | Non-Voting | ||
| CMMT | PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF ADDITIONAL COMMENT AND CHANGE IN BLOCKING, MEETING TIME AND LOCATION. IF YOU HAVE ALREADY SENT IN YOUR-VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting |
SEQ.=1,FOLIO='',FILE='C:\JMS\brama\14-16747-2\task6946055\16747-2-bk.htm',USER='105435',CD='Aug 22 18:45 2014'
*NOBLE CORPORATION (DO NOT USE)*
| Security | H5833N103 | Meeting Type | Special |
|---|---|---|---|
| Ticker Symbol | NE | Meeting Date | 11-Oct-2013 |
| ISIN | CH0033347318 | Agenda | 933877295 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
|---|---|---|---|---|
| 01 | APPROVAL OF THE MERGER AGREEMENT, A COPY OF WHICH IS ATTACHED TO THE ACCOMPANYING PROXY STATEMENT/PROSPECTUS AS ANNEX A. | Management | For | For |
*NOBLE CORPORATION (DO NOT USE)*
| Security | H5833N103 | Meeting Type | Special |
|---|---|---|---|
| Ticker Symbol | NE | Meeting Date | 11-Oct-2013 |
| ISIN | CH0033347318 | Agenda | 933881864 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
|---|---|---|---|---|
| 01 | APPROVAL OF THE MERGER AGREEMENT, A COPY OF WHICH IS ATTACHED TO THE ACCOMPANYING PROXY STATEMENT/PROSPECTUS AS ANNEX A. | Management | For | For |
*MAXIM INTEGRATED PRODUCTS, INC.*
| Security | 57772K101 | Meeting Type | Annual |
|---|---|---|---|
| Ticker Symbol | MXIM | Meeting Date | 13-Nov-2013 |
| ISIN | US57772K1016 | Agenda | 933881802 - Management |
| Item | Proposal | Vote | For/Against Management | |
|---|---|---|---|---|
| 1. | DIRECTOR | Management | ||
| 1 | TUNC DOLUCA | For | For | |
| 2 | B. KIPLING HAGOPIAN | For | For | |
| 3 | JAMES R. BERGMAN | For | For | |
| 4 | JOSEPH R. BRONSON | For | For | |
| 5 | ROBERT E. GRADY | For | For | |
| 6 | WILLIAM D. WATKINS | For | For | |
| 7 | A.R. FRANK WAZZAN | For | For | |
| 2. | TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS MAXIM INTEGRATEDS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JUNE 28, 2014. | Management | For | For |
| 3. | TO RATIFY AND APPROVE AN AMENDMENT TO MAXIM INTEGRATEDS 2008 EMPLOYEE STOCK PURCHASE PLAN TO INCREASE THE NUMBER OF SHARES AVAILABLE FOR ISSUANCE THEREUNDER BY 2,000,000 SHARES. | Management | For | For |
| 4. | TO RATIFY AND APPROVE AN AMENDMENT TO MAXIM INTEGRATEDS 1996 STOCK INCENTIVE PLAN (THE PLAN) TO INCREASE THE NUMBER OF SHARES AVAILABLE FOR ISSUANCE THEREUNDER BY 6,000,000 SHARES. | Management | For | For |
| 5. | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | For | For |
SEQ.=1,FOLIO='',FILE='C:\JMS\brama\14-16747-2\task6946055\16747-2-bk.htm',USER='105435',CD='Aug 22 18:45 2014'
*SCANSOURCE, INC.*
| Security | 806037107 | Meeting Type | Annual |
|---|---|---|---|
| Ticker Symbol | SCSC | Meeting Date | 05-Dec-2013 |
| ISIN | US8060371072 | Agenda | 933888995 - Management |
| Item | Proposal | Vote | For/Against Management | |
|---|---|---|---|---|
| 1. | DIRECTOR | Management | ||
| 1 | MICHAEL L. BAUR | For | For | |
| 2 | STEVEN R. FISCHER | For | For | |
| 3 | MICHAEL J. GRAINGER | For | For | |
| 4 | JOHN P. REILLY | For | For | |
| 5 | CHARLES R. WHITCHURCH | Withheld | Against | |
| 2. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | Management | For | For |
| 3. | APPROVAL OF THE SCANSOURCE, INC. 2013 LONG-TERM INCENTIVE PLAN. | Management | For | For |
*COPART, INC.*
| Security | 217204106 | Meeting Type | Annual |
|---|---|---|---|
| Ticker Symbol | CPRT | Meeting Date | 16-Dec-2013 |
| ISIN | US2172041061 | Agenda | 933899873 - Management |
| Item | Proposal | Vote | For/Against Management | |
|---|---|---|---|---|
| 1. | DIRECTOR | Management | ||
| 1 | WILLIS J. JOHNSON | For | For | |
| 2 | A. JAYSON ADAIR | For | For | |
| 3 | MATT BLUNT | For | For | |
| 4 | STEVEN D. COHAN | For | For | |
| 5 | DANIEL J. ENGLANDER | For | For | |
| 6 | JAMES E. MEEKS | For | For | |
| 7 | VINCENT W. MITZ | For | For | |
| 8 | THOMAS N. TRYFOROS | For | For | |
| 2. | TO APPROVE THE AMENDMENT AND RESTATEMENT OF THE 2007 EQUITY INCENTIVE PLAN AND THE NUMBER OF SHARES RESERVED FOR ISSUANCE THEREUNDER. | Management | For | For |
| 3. | TO APPROVE THE GRANT OF AN OPTION TO ACQUIRE 2,000,000 AND 1,500,000 SHARES OF OUR COMMON STOCK TO EACH OF A. JAYSON ADAIR, OUR CHIEF EXECUTIVE OFFICER, AND VINCENT W. MITZ, OUR PRESIDENT, RESPECTIVELY, AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT, SUCH GRANTS TO BE MADE IN LIEU OF ANY CASH SALARY OR BONUS ...(DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL). | Management | For | For |
| 4. | ADVISORY (NON-BINDING) VOTE TO APPROVE EXECUTIVE COMPENSATION FOR THE YEAR ENDED JULY 31, 2013 (SAY ON PAY VOTE). | Management | For | For |
| 5. | RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JULY 31, 2014. | Management | For | For |
SEQ.=1,FOLIO='',FILE='C:\JMS\brama\14-16747-2\task6946055\16747-2-bk.htm',USER='105435',CD='Aug 22 18:45 2014'
*VARIAN MEDICAL SYSTEMS, INC.*
| Security | 92220P105 | Meeting Type | Annual |
|---|---|---|---|
| Ticker Symbol | VAR | Meeting Date | 20-Feb-2014 |
| ISIN | US92220P1057 | Agenda | 933912900 - Management |
| Item | Proposal | Vote | For/Against Management | |
|---|---|---|---|---|
| 1. | DIRECTOR | Management | ||
| 1 | SUSAN L. BOSTROM | For | For | |
| 2 | REGINA E. DUGAN | For | For | |
| 3 | VENKATRAMAN THYAGARAJA | For | For | |
| 4 | DOW R. WILSON | For | For | |
| 2. | TO APPROVE THE COMPENSATION OF THE VARIAN MEDICAL SYSTEMS, INC. NAMED EXECUTIVE OFFICERS AS DESCRIBED IN THE PROXY STATEMENT. | Management | For | For |
| 3. | TO APPROVE THE VARIAN MEDICAL SYSTEMS, INC. MANAGEMENT INCENTIVE PLAN. | Management | For | For |
| 4. | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS VARIAN MEDICAL SYSTEMS, INC.S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2014. | Management | For | For |
| 5. | TO APPROVE AN AMENDMENT TO THE VARIAN MEDICAL SYSTEMS, INC. CERTIFICATE OF INCORPORATION TO DECLASSIFY THE BOARD OF DIRECTORS, IF THE ELIMINATION OF CUMULATIVE VOTING PURSUANT TO PROPOSAL 6 IS APPROVED. | Management | For | For |
| 6. | TO APPROVE AN AMENDMENT TO THE VARIAN MEDICAL SYSTEMS, INC. CERTIFICATE OF INCORPORATION TO ELIMINATE CUMULATIVE VOTING FOR DIRECTORS, IF THE ELIMINATION OF THE CLASSIFIED BOARD PURSUANT TO PROPOSAL 5 IS APPROVED. | Management | For | For |
SEQ.=1,FOLIO='',FILE='C:\JMS\brama\14-16747-2\task6946055\16747-2-bk.htm',USER='105435',CD='Aug 22 18:45 2014'
*NORDSON*
| Security | 655663102 | Meeting Type | Annual |
|---|---|---|---|
| Ticker Symbol | NDSN | Meeting Date | 25-Feb-2014 |
| ISIN | US6556631025 | Agenda | 933916441 - Management |
| Item | Proposal | Vote | For/Against Management | |
|---|---|---|---|---|
| 1. | DIRECTOR | Management | ||
| 1 | JOSEPH P. KEITHLEY | For | For | |
| 2 | MICHAEL J. MERRIMAN, JR | For | For | |
| 3 | MARY G. PUMA | For | For | |
| 2. | RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING OCTOBER 31, 2014. | Management | For | For |
| 3. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | Management | For | For |
*CLARCOR INC.*
| Security | 179895107 | Meeting Type | Annual |
|---|---|---|---|
| Ticker Symbol | CLC | Meeting Date | 25-Mar-2014 |
| ISIN | US1798951075 | Agenda | 933926202 - Management |
| Item | Proposal | Vote | For/Against Management | |
|---|---|---|---|---|
| 1. | DIRECTOR | Management | ||
| 1 | MARK A. EMKES | For | For | |
| 2 | ROBERT H. JENKINS | For | For | |
| 3 | PHILIP R. LOCHNER, JR. | For | For | |
| 2. | SAY ON PAY - AN ADVISORY NON-BINDING VOTE ON THE APPROVAL OF EXECUTIVE COMPENSATION. | Management | For | For |
| 3. | APPROVAL OF THE 2014 CLARCOR INCENTIVE PLAN. | Management | For | For |
| 4. | VOTE REGARDING THE SHAREHOLDER PROPOSAL RELATING TO SUSTAINABILITY REPORTING. | Shareholder | For | Against |
| 5. | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANYS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING NOVEMBER 29, 2014. | Management | For | For |
SEQ.=1,FOLIO='',FILE='C:\JMS\brama\14-16747-2\task6946055\16747-2-bk.htm',USER='105435',CD='Aug 22 18:45 2014'
*SIGNATURES*
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| (Registrant) | |
|---|---|
| By (Signature and Title)* | /s/ J. Richard Atwood, Treasurer |
| Date | 8/29/14 |
- Print the name and title of each signing officer under his or her signature.
44
SEQ.=1,FOLIO='44',FILE='C:\JMS\105568\14-16747-2\task6942622\16747-2-jc.htm',USER='105568',CD='Aug 21 01:12 2014'