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SOUNDTHINKING, INC. — Director's Dealing 2017
Jun 6, 2017
33907_dirs_2017-06-06_ed406932-737a-41b1-85c0-1e4f6f7547db.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: SHOTSPOTTER, INC (SSTI)
CIK: 0001351636
Period of Report: 2017-06-06
Reporting Person: LAUDER GARY M (Director, 10% Owner)
Reporting Person: LAUDER GARY M REVOCABLE TRUST UAD 8/10/2000 (10% Owner)
Reporting Person: Lauder Partners LLC (10% Owner)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 170812 | Indirect |
| Common Stock | 130105 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Series A-2 Preferred Stock | $ | Common Stock (140723) | Indirect | ||
| Series B-1 Preferred Stock | $ | Common Stock (808700) | Indirect | ||
| Warrant (Right to Buy) | $5.8667 | 2019-07-12 | Series B-1 Preferred Stock (162158) | Indirect | |
| Series A-2 Preferred Stock | $ | Common Stock (72068) | Indirect | ||
| Series B-1 Preferred Stock | $ | Common Stock (871416) | Indirect | ||
| Warrant (Right to Buy) | $0.17 | 2021-02-13 | Series B-1 Preferred Stock (106136) | Indirect |
Footnotes
F1: Shares held directly by The Gary M. Lauder Revocable Trust, of which Gary M. Lauder is a Trustee.
F2: Shares held directly by Lauder Partners LLC, of which Gary M. Lauder is the Managing Member.
F3: Each share of Series A-2 Preferred Stock will be automatically converted into 0.715548 shares of Common Stock upon the closing of the Issuer's initial public offering of Common Stock and has no expiration date.
F4: Inapplicable.
F5: Each share of Series B-1 Preferred Stock will be automatically converted into 1 share of Common Stock upon the closing of the Issuer's initial public offering of Common Stock and has no expiration date.
F6: Immediate.