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Sound Financial Bancorp, Inc. Director's Dealing 2018

Nov 21, 2018

34128_dirs_2018-11-21_4b13660d-a9ab-4428-83e4-7ee44de27c18.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Sound Financial Bancorp, Inc. (SFBC)
CIK: 0001541119
Period of Report: 2018-11-19

Reporting Person: Sexton Heidi (Executive Vice President/COO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2018-11-19 Common Stock A 123 Acquired 2291 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2018-11-19 Stock Option (Right to Buy) $35.27 A 1400 Acquired 2028-11-19 Common Stock (1400) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 5431 Indirect
Common Stock 2264 Indirect

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Stock Option (Right to Buy) $9.72 2019-01-27 Common Stock (271) 271 Direct
Stock Option (Right to Buy) $8.41 2019-01-27 Common Stock (271) 271 Direct
Stock Option (Right to Buy) $8.49 2022-02-28 Common Stock (4414) 4414 Direct
Stock Option (Right to Buy) $22.31 2026-01-29 Common Stock (1500) 1500 Direct
Stock Option (Right to Buy) $28.34 2027-01-27 Common Stock (3000) 3000 Direct

Footnotes

F1: Vests in five equal annual installments commencing on November 19, 2019.

F2: Exercisable currently at any time.

F3: Vests in five equal annual installments beginning on January 29, 2017.

F4: Vests in three equal annual installments beginning on January 27, 2017.