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Sound Financial Bancorp, Inc. — Director's Dealing 2018
Nov 21, 2018
34128_dirs_2018-11-21_4b13660d-a9ab-4428-83e4-7ee44de27c18.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Sound Financial Bancorp, Inc. (SFBC)
CIK: 0001541119
Period of Report: 2018-11-19
Reporting Person: Sexton Heidi (Executive Vice President/COO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-11-19 | Common Stock | A | 123 | — | Acquired | 2291 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-11-19 | Stock Option (Right to Buy) | $35.27 | A | 1400 | Acquired | 2028-11-19 | Common Stock (1400) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 5431 | Indirect |
| Common Stock | 2264 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $9.72 | 2019-01-27 | Common Stock (271) | 271 | Direct |
| Stock Option (Right to Buy) | $8.41 | 2019-01-27 | Common Stock (271) | 271 | Direct |
| Stock Option (Right to Buy) | $8.49 | 2022-02-28 | Common Stock (4414) | 4414 | Direct |
| Stock Option (Right to Buy) | $22.31 | 2026-01-29 | Common Stock (1500) | 1500 | Direct |
| Stock Option (Right to Buy) | $28.34 | 2027-01-27 | Common Stock (3000) | 3000 | Direct |
Footnotes
F1: Vests in five equal annual installments commencing on November 19, 2019.
F2: Exercisable currently at any time.
F3: Vests in five equal annual installments beginning on January 29, 2017.
F4: Vests in three equal annual installments beginning on January 27, 2017.
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