Sotherly Hotels Inc. — Director's Dealing 2020

Dec 18, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Sotherly Hotels Inc. (SOHO)
CIK: 0001301236
Period of Report: 2020-12-17

Reporting Person: Sims Andrew (Director, Chairman)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-12-17	Common Stock	A	13401	—	Acquired	358280	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	793937	Indirect
Common Stock	156250	Indirect
Common Stock	16347	Indirect
8.0% Series B Preferred Stock	1500	Direct
7.875% Series C Preferred Stock	1500	Direct
8.25% Series D Preferred Stock	1500	Direct

Footnotes

F1: The securities were granted to the reporting person by the Issuer's Board of Directors pursuant to the Issuer's 2013 Long-Term Incentive Plan. The securities will vest on December 1, 2021.

F2: Reflects allocations under the issuer's Employee Stock Ownership Plan.

F3: The full security title is 8.0% Series B Cumulative Redeemable Perpetual Preferred Stock.

F4: The full security title is 7.875% Series C Cumulative Redeemable Perpetual Preferred Stock.

F5: The full security title is 8.25% Series D Cumulative Redeemable Perpetual Preferred Stock.