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Sotherly Hotels Inc. — Director's Dealing 2016
Jan 4, 2016
34802_dirs_2016-01-04_a84b29d0-52ab-41ae-bc69-46d7dcd7c869.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Sotherly Hotels Inc. (SOHO)
CIK: 0001301236
Period of Report: 2015-12-30
Reporting Person: Sims Andrew (Director, Chief Executive Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-12-30 | Common Stock | P | 15000 | $6.2476 | Acquired | 354555 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 471250 | Indirect |
| Common Stock | 156250 | Indirect |
Footnotes
F1: The reporting person acquired shares of Sotherly Hotels Inc.'s common stock pursuant to a self-directed brokerage account option in Sotherly's 401(k) plan.
F2: This transaction was executed in multiple trades at prices ranging from $6.17 to $6.25, inclusive; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.