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Sonos Inc — Director's Dealing 2022
Sep 6, 2022
31833_dirs_2022-09-06_9f5072d9-b3a6-4a39-af68-2aceff598345.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: Sonos Inc (SONO)
CIK: 0001314727
Period of Report: 2022-09-01
Reporting Person: Mason Christopher Scott (N/A)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 43147.00 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Option (right to buy) | $15.105 | 2028-05-24 | Common Stock (44000.00) | Direct | |
| Employee Stock Option (right to buy) | $15.00 | 2028-07-31 | Common Stock (25000.00) | Direct | |
| Employee Stock Option (right to buy) | $13.56 | 2025-08-11 | Common Stock (3392.00) | Direct | |
| Employee Stock Option (right to buy) | $13.56 | 2026-07-06 | Common Stock (9584.00) | Direct | |
| Employee Stock Option (right to buy) | $13.56 | 2026-09-07 | Common Stock (51508.00) | Direct | |
| Employee Stock Option (right to buy) | $13.56 | 2027-05-21 | Common Stock (32000.00) | Direct | |
| Employee Stock Option (right to buy) | $11.275 | 2024-07-31 | Common Stock (70000.00) | Direct | |
| Restricted Stock Units | $ | Common Stock (1524.00) | Direct | ||
| Restricted Stock Units | $ | Common Stock (5226.00) | Direct | ||
| Restricted Stock Units | $ | Common Stock (19504.00) | Direct | ||
| Restricted Stock Units | $ | Common Stock (9243.00) | Direct | ||
| Restricted Stock Units | $ | Common Stock (8910.00) | Direct | ||
| Restricted Stock Units | $ | Common Stock (13944.00) | Direct |
Footnotes
F1: The stock option is fully vested.
F2: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration.
F3: 1/16 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date beginning February 15, 2021, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.
F4: 1/16 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the vesting commencement date of February 15, 2019, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.
F5: 1/16 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the vesting commencement date of May 15, 2020, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.
F6: 1/16 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the vesting commencement date of November 15, 2020, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.
F7: 1/16 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the vesting commencement date of November 15, 2021, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.
F8: One half of the shares subject to the RSUs will vest on each annual anniversary date following the vesting commencement date of February 15, 2022, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double - trigger acceleration.