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Sonos Inc — Director's Dealing 2021
Jan 20, 2021
31833_dirs_2021-01-20_fe66c555-5ebe-4ac8-af14-dd1e4d30f565.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Sonos Inc (SONO)
CIK: 0001314727
Period of Report: 2021-01-15
Reporting Person: Spence Patrick (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-01-15 | Common Stock | M | 98844.00 | $4.375 | Acquired | 227520.00 | Direct |
| 2021-01-15 | Common Stock | S | 13797.00 | $26.3563 | Disposed | 213723.00 | Direct |
| 2021-01-15 | Common Stock | S | 51440.00 | $25.8558 | Disposed | 162283.00 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-01-15 | Employee Stock Option (right to buy) | $4.375 | M | 98844.00 | Disposed | 2022-10-11 | Common Stock (98844.00) | Direct |
Footnotes
F1: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.
F2: Represents the weighted average sales price per share. The shares sold at prices ranging from $26.26 to $26.68 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.
F3: Represents the weighted average sales price per share. The shares sold at prices ranging from $25.26 to $26.25 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.
F4: The stock option is fully vested.