Sonos Inc — Director's Dealing 2021

Mar 25, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Sonos Inc (SONO)
CIK: 0001314727
Period of Report: 2021-03-22

Reporting Person: Fraser Anna (N/A)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-03-22	Common Stock	S	30000.00	$40.6316	Disposed	8494.00	Direct
2021-03-23	Common Stock	M	50000.00	$15.105	Acquired	58494.00	Direct
2021-03-23	Common Stock	M	200000.00	$13.56	Acquired	258494.00	Direct
2021-03-23	Common Stock	S	50000.00	$40.6109	Disposed	208494.00	Direct
2021-03-23	Common Stock	S	200000.00	$40.3108	Disposed	8494.00	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-03-23	Employee Stock Option (right to buy)	$15.105	M	50000.00	Disposed	2028-05-24	Common Stock (50000.00)	Direct
2021-03-23	Employee Stock Option (right to buy)	$13.56	M	200000.00	Disposed	2027-02-14	Common Stock (200000.00)	Direct

Footnotes

F1: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F2: Represents the weighted average sales price per share. The shares sold at prices ranging from $40.41 to $40.84 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

F3: Represents the weighted average sales price per share. The shares sold at prices ranging from $40.37 to $40.855 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

F4: Represents the weighted average sales price per share. The shares sold at prices ranging from $39.93 to $40.855 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

F5: The stock option vested and became exercisable, and shall continue to vest and become exercisable, in 48 equal monthly installments beginning on May 25, 2018, until such time as the option is 100% vested, subject to the continuing service of the Reporting Person on each vesting date.

F6: The stock option is fully vested.