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Sonos Inc Director's Dealing 2020

Jul 20, 2020

31833_dirs_2020-07-20_d3924117-854d-4c54-8952-d29555ccbfa2.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Sonos Inc (SONO)
CIK: 0001314727
Period of Report: 2020-07-16

Reporting Person: Millington Nicholas (N/A)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2020-07-16 Common Stock M 18866.00 $1.70 Acquired 120714.00 Direct
2020-07-16 Common Stock M 45464.00 $1.70 Acquired 166178.00 Direct
2020-07-16 Common Stock S 77523.00 $16.414 Disposed 88655.00 Direct
2020-07-17 Common Stock S 1800.00 $16.7081 Disposed 86855.00 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2020-07-16 Employee Stock Option (right to buy) $1.70 M 18866.00 Disposed 2021-03-24 Common Stock (18866.00) Direct
2020-07-16 Employee Stock Option (right to buy) $1.70 M 45464.00 Disposed 2021-03-24 Common Stock (45464.00) Direct

Footnotes

F1: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F2: Represents the weighted average sales price per share. The shares sold at prices ranging from $15.75 to $16.73 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

F3: Represents the weighted average sales price per share. The shares sold at prices ranging from $16.70 to $16.735 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

F4: The stock option is fully vested.