Sonos Inc — Director's Dealing 2020

Sep 25, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Sonos Inc (SONO)
CIK: 0001314727
Period of Report: 2020-09-22

Reporting Person: Spence Patrick (N/A)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-09-22	Common Stock	M	8297.00	$4.375	Acquired	116768.00	Direct
2020-09-22	Common Stock	S	8297.00	$15.0123	Disposed	108471.00	Direct
2020-09-23	Common Stock	M	18726.00	$4.375	Acquired	127197.00	Direct
2020-09-23	Common Stock	S	18726.00	$15.0279	Disposed	108471.00	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-09-22	Employee Stock Option (right to buy)	$4.375	M	8297.00	Disposed	2022-10-11	Common Stock (8297.00)	Direct
2020-09-23	Employee Stock Option (right to buy)	$4.375	M	18726.00	Disposed	2022-10-11	Common Stock (18726.00)	Direct

Footnotes

F1: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F2: Represents the weighted average sales price per share. The shares sold at prices ranging from $15.00 to $15.17 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

F3: Represents the weighted average sales price per share. The shares sold at prices ranging from $15.00 to $15.10 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

F4: The stock option is fully vested.