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Sonos Inc — Director's Dealing 2019
May 17, 2019
31833_dirs_2019-05-17_0c2a242c-5261-484c-ba12-91fd5a6090ea.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Sonos Inc (SONO)
CIK: 0001314727
Period of Report: 2019-05-15
Reporting Person: Millington Nicholas (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-05-15 | Common Stock | M | 17382.00 | — | Acquired | 46096.00 | Direct |
| 2019-05-15 | Common Stock | F | 5603.00 | $10.59 | Disposed | 40493.00 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-05-15 | Restricted Stock Units | $ | M | 17382.00 | Disposed | 2029-02-14 | Common Stock (17382.00) | Direct |
Footnotes
F1: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration.
F2: Represents the number of shares withheld upon the vesting of RSUs to cover tax withholding obligations, based on the closing price of the Issuer's Common Stock on May 14, 2019.
F3: 1/16 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary of the initial vesting date of February 15, 2019, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.