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Sonos Inc — Director's Dealing 2018
Aug 2, 2018
31833_dirs_2018-08-01_ad6d7754-8db7-4bbe-996b-1ef060131208.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: Sonos Inc (SONO)
CIK: 0001314727
Period of Report: 2018-08-01
Reporting Person: Spence Patrick (Director, Chief Executive Officer)
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Option (right to buy) | $5.00 | 2023-06-30 | Common Stock (121394) | Direct | |
| Employee Stock Option (right to buy) | $11.275 | 2024-07-31 | Common Stock (114578) | Direct | |
| Employee Stock Option (right to buy) | $4.375 | 2022-10-11 | Common Stock (800000) | Direct | |
| Employee Stock Option (right to buy) | $13.56 | 2026-07-06 | Common Stock (59904) | Direct | |
| Employee Stock Option (right to buy) | $13.56 | 2026-09-07 | Common Stock (537392) | Direct | |
| Employee Stock Option (right to buy) | $13.56 | 2026-11-13 | Common Stock (15958) | Direct | |
| Employee Stock Option (right to buy) | $15.025 | 2027-11-06 | Common Stock (158840) | Direct |
Footnotes
F1: The stock option is fully vested and immediately exercisable.
F2: The stock option vested and became exercisable, and shall continue to vest and become exercisable, in 48 equal monthly installments beginning on May 1, 2016, until such time as the option is 100% vested, subject to the continuing employment of the Reporting Person on each vesting date.
F3: The stock option vested and became exercisable, and shall continue to vest and become exercisable, in 48 equal monthly installments beginning on October 8, 2016, until such time as the option is 100% vested, subject to the continuing employment of the Reporting Person on each vesting date.
F4: The stock option vested and became exercisable, and shall continue to vest and become exercisable, in 48 equal monthly installments beginning on May 1, 2015, until such time as the option is 100% vested, subject to the continuing employment of the Reporting Person on each vesting date.
F5: The stock option vested and became exercisable, and shall continue to vest and become exercisable, in 48 equal monthly installments beginning on November 1, 2017, until such time as the option is 100% vested, subject to the continuing employment of the Reporting Person on each vesting date.