Sonos Inc — Director's Dealing 2018

Aug 6, 2018

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Sonos Inc (SONO)
CIK: 0001314727
Period of Report: 2018-08-06

Reporting Person: BACH ROBERT J (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2018-08-06	Common Stock	C	97148	—	Acquired	167534	Direct
2018-08-06	Common Stock	C	12000	—	Acquired	12000	Indirect
2018-08-06	Common Stock	C	12000	—	Acquired	12000	Indirect

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2018-08-06	Series A Preferred Stock	$	C	27716	Disposed		Common Stock (27716)	Direct
2018-08-06	Series B Preferred Stock	$	C	17196	Disposed		Common Stock (17196)	Direct
2018-08-06	Series D Preferred Stock	$	C	52236	Disposed		Common Stock (52236)	Direct
2018-08-06	Series A Preferred Stock	$	C	12000	Disposed		Common Stock (12000)	Indirect
2018-08-06	Series A Preferred Stock	$	C	12000	Disposed		Common Stock (12000)	Indirect

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	16000	Indirect

Footnotes

F1: In connection with the consummation of the Issuer's initial public offering on August 6, 2018, each share of Preferred Stock automatically converted into one (1) share of the Issuer's Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F2: The shares are held by the Pauline M. Bach 2013 Annuity Trust, of which the Reporting Person's spouse is a beneficiary.

F3: The shares are held by the Robert J. Bach 2013 Annuity Trust, for which the Reporting Person serves as a trustee.

F4: The shares are held by the Pauline M. Bach 2016 Annuity Trust, of which the Reporting Person's spouse is a beneficiary.