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Sonoma Pharmaceuticals, Inc. — Director's Dealing 2017
Mar 13, 2017
35312_dirs_2017-03-13_ae8f68a7-3836-4404-9fb3-1729ecdd7907.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Sonoma Pharmaceuticals, Inc. (SNOA)
CIK: 0001367083
Period of Report: 2017-03-09
Reporting Person: Miller Robert E (Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-03-09 | Common Stock, $0.0001 par value per share | P | 250 | $6.97 | Acquired | 7964 | Indirect |
| 2017-03-09 | Common Stock, $0.0001 par value per share | P | 250 | $6.96 | Acquired | 8214 | Indirect |
| 2017-03-09 | Common Stock, $0.0001 par value per share | P | 250 | $7.14 | Acquired | 8464 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, $0.0001 par value per share | 15964 | Direct |
Footnotes
F1: These shares are owned by Mr. Miller as trustee for The Miller 2005 Grandchildren's Trust, for which Mr. Miller and his wife, Margaret I. Miller, are the trustees.
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