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Sonoma Pharmaceuticals, Inc. — Director's Dealing 2012
Mar 9, 2012
35312_dirs_2012-03-09_bb79a7be-0503-4e28-aea9-39e4dbea321e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Oculus Innovative Sciences, Inc. (OCLS)
CIK: 0001367083
Period of Report: 2012-03-07
Reporting Person: Schutz James J (Director, Chief Operating Officer)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-03-07 | Stock Option (Right to Buy) | $1.25 | A | 187500 | Acquired | 2022-03-07 | Common Stock (187500) | Direct |
Footnotes
F1: The option vests immediately as to 78,000 shares, and will vest 1/36th per month over a three year vesting schedule commencing on the date of grant as to the remaining 109,500 shares.
F2: The option grant was made pursuant to the Issuer's 2011 Bonus Plan.
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