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Sonoma Pharmaceuticals, Inc. — Director's Dealing 2007
Jan 24, 2007
35312_dirs_2007-01-24_43669964-34fa-47e3-be67-562eb574994c.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: Oculus Innovative Sciences, Inc. (OCLS)
CIK: 0001367083
Period of Report: 2007-01-24
Reporting Person: Miller Robert E (Chief Financial Officer)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 10000 | Direct |
| Common Stock | 50000 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock option (right to buy) | $10.16 | 2015-10-01 | Common Stock (6250) | Direct | |
| Stock option (right to buy) | $3.00 | 2014-07-10 | Common Stock (34633) | Direct | |
| Stock option (right to buy) | $3.00 | 2014-07-10 | Common Stock (39181) | Direct |
Footnotes
F1: The option became exercisable as to 20% of the shares on October 1, 2006, and becomes exercisable as to 1/60th of the remaining shares each full month thereafter.
F2: The option became fully exercisable on July 10, 2004. 60,000 shares have been exercised.
F3: The option became fully exercisable on September 30, 2005.
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