SONO TEK CORP — Major Shareholding Notification 2009

Dec 1, 2009

SC 13D 1 formsc13d.htm SEP IRA FBO NORMAN H. PESSIN SC13D 11-30-2009 formsc13d.htm Licensed to: EDGARfilings Document Created using EDGARizer 5.1.3.0 Copyright 1995 - 2009 Thomson Reuters. All rights reserved.

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

SCHEDULE 13D

Under the Securities Exchange Act of 1934

(Amendment No. )*

| Sono-Tek
Corporation |
| --- |
| (Name
of Issuer) |
| Common Stock, $0.001 par
value |
| (Title
of Class of Securities) |
| 835483108 |
| Cusip
Number |
| Norman
H. Pessin |
| 366
Madison Avenue, 14 th Floor |
| New
York, NY 10017 |
| 212-661-2670 |
| (Name,
Address and Telephone Number of Person |
| Authorized
to Receive Notices and Communications) |
| November 30, 2009 |
| (Date
of Event which Requires Filing |
| of
this Statement) |

If the filing person has previously filed a statement of Schedule 13G to report the acquisition which is the subject of the Schedule 13D, and is filing this schedule because of ss. 240.13d-1(e), ss. 240.13d-1(f) or ss. 240.13d-1(g), check the following box £ .

Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See ss.240.13d-7(b) for other parties to whom copies are to be sent.

*The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

PAGE 2

CUSIP No. 58447E108

Schedule 13D

| 1 | NAME
OF REPORTING PERSON |
| --- | --- |
| | S.S.
OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON |
| | 1) SEP
IRA FBO Norman H. Pessin XXX-XX-XXXX |
| | 2)
Sandra F. Pessin XXX-XX-XXXX |
| 2 | CHECK
THE APPROPRIATE BOX IF A MEMBER OF A GROUP* |
| | (a) T |
| 3 | SEC
USE ONLY |
| 4 | SOURCE
OF FUNDS |
| | PF |
| 5 | CHECK
BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d)
OR 2(e) |
| | £ |
| 6 | CITIZENSHIP
OR PLACE OF ORGANIZATION |
| | United
States |

| | 7 | SOLE
VOTING POWER |
| --- | --- | --- |
| | | 1)
619,990 |
| NUMBER OF SHARES | | 2)
196,588 |
| BENEFICALLY | | |
| OWNED
BY EACH | 8 | SHARED
VOTING POWER |
| REPORTING | | |
| PERSON
WITH | 9 | SOLE
DISPOSITIVE POWER |
| | | 1)
619,990 |
| | | 2)
196,588 |
| | 10 | SHARED
DISPOSITIVE POWER |

| 11 | AGGREGATE
AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
| --- | --- |
| | 1)
619,990 |
| | 2)
196,588 |
| 12 | CHECK
BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN
SHARES |
| | £ |
| 13 | PERCENT
OF CLASS REPRESENTED BY AMOUNT IN ROW (11) |
| | 1)
4.2% |
| | 2)
1.3% |
| 14 | TYPE
OF REPORTING PERSON |
| | IN |

PAGE 3

CUSIP No. 835483108

Schedule 13D

Item 1. Security and Issuer

This Schedule 13D relates to the common stock, $ par value (the "Common Stock"), of Sono-Tek Coporation., (the "Issuer"), whose principal executive offices are located at 2012 Rt. 9W, Milton, NY, 12547

Item 2. Identity and Background

This Schedule 13D is being filed by SEP F/B/O Norman H. Pessin and Sandra F. Pessin (each a “Reporting Person) Certain information with respect to each Reporting Person is set forth below:

| Name
and Address: | 1) | Norman
H. Pessin |
| --- | --- | --- |
| | | 366
Madison Avenue, |
| | | 14 th Floor |
| | | New
York, NY 10017 |
| | 2) | Sandra
F. Pessin |
| | | 366
Madison Avenue, |
| | | 14 th Floor |
| | | New
York, NY 10017 |
| Principal
Occupation: | 1)
Retired | |
| | 2)
Housewife | |
| Criminal
convictions: | 1)
None | |
| | 2)
None | |
| Civil
proceedings: | 1)
None | |
| | 2)
None | |
| Citizenship: | 1)
United States | |
| | 2)
United States | |

Item 3. Source and Amount of Funds or Other Consideration Item 4. Purposes of the Transactions

The purpose of the acquisitions of securities is investment. The Reporting Persons reserve the right to seek changes in the management of the issuer in the future or in its business. No such plans currently exist.

PAGE 4

CUSIP No. 835483108

Item 5. Interest in Securities of the Issuer

SEP IRA F/B/O Norman H. Pessin owns 619,990 shares of common stock of the issuer, constituting 4.2% of the outstanding shares thereof. Sandra F. Pessin owns 196,588 shares which aggregate 1.3% of the shares thereof.

Item 6. Contracts, Arrangements, Understandings or Relationships with respect to Securities of the Issuer

None.

Item 7. Material to Be Filed as Exhibits

None.

Signatures

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

| | SEP
IRA F/B/O Norman H. Pessin |
| --- | --- |
| By: | /s/
Norman H. Pessin |
| | Norman
H. Pessin |
| | /s/
Sandra F. Pessin |
| | Sandra
F. Pessin |

November 30, 2009