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SONO TEK CORP Director's Dealing 2021

Mar 18, 2021

34542_dirs_2021-03-18_549a2ce2-9c81-41ea-976e-bd26ce684d2c.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SONO TEK CORP (SOTK)
CIK: 0000806172
Period of Report: 2021-03-16

Reporting Person: HARSHBARGER R STEPHEN (Director, President)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-03-16 Sono Tek Corp Common Stock M 36666 $1.06 Acquired 308247 Direct
2021-03-16 Sono Tek Corp Common Stock F 8269 $4.7 Disposed 299978 Direct
2021-03-16 Sono Tek Corp Common stock G 6000 Disposed 293978 Direct
2021-03-17 Sono Tek Corp Common Stock G 6000 Disposed 287978 Direct
2021-03-18 Sono Tek Corp Common Stock G 3000 Disposed 284978 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-03-16 Sono Tek Corp Options $1.06 M 36666 Disposed 2027-05-18 Sono Tek Corp Common Stock (36666) Direct

Footnotes

F1: Reporting person exercised 36666 vested options.

F2: Reporting person surrendered 8269 shares of Sono Tek Corp Common stock as payment for the exercise of options.

F3: Reporting person gifted stock.