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SONO TEK CORP Director's Dealing 2021

Oct 18, 2021

34542_dirs_2021-10-18_de99f2a4-6a82-460b-ba2f-77cd3669f3aa.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SONO TEK CORP (SOTK)
CIK: 0000806172
Period of Report: 2021-10-14

Reporting Person: COCCIO CHRISTOPHER L (Director, CEO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-10-14 Sono-Tek Corp Common Stock M 100000 $2.45 Acquired 432920 Direct
2021-10-14 Sono-Tek Corp Common Stock F 37750 $6.49 Disposed 395170 Direct
2021-10-14 Sono-Tek Corp Common Stock M 100000 $2.65 Acquired 495170 Direct
2021-10-14 Sono-Tek Corp Common Stock F 40832 $6.49 Disposed 454338 Direct
2021-10-15 Sono-Tek Corp Common Stock S 3800 $5.9 Disposed 450538 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-10-14 Sono-Tek Corp Options $2.45 M 100000 Disposed 2029-06-06 Sono-Tek Corp Common Stock (100000) Direct
2021-10-14 Sono-Tek Corp Options $2.65 M 100000 Disposed 2029-09-03 Sono-Tek Corp Common Stock (100000) Direct

Footnotes

F1: Reporting person exercised 100000 vested options.

F2: Reporting person surrendered 37750 shares of Sono-Tek Corp common stock as payment for the exercise of vested options.

F3: Reporting person surrendered 40832 shares of Sono-Tek Corp common stock as payment for the exercise of vested options.