SONO TEK CORP — Director's Dealing 2020

Apr 3, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SONO TEK CORP (SOTK)
CIK: 0000806172
Period of Report: 2020-04-01

Reporting Person: HARSHBARGER R STEPHEN (Director, President)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-04-01	Sono-Tek Corp Common Stock	M	34000	$0.91	Acquired	261356	Direct
2020-04-01	Sono-Tek Corp Common Stock	F	11720	$2.64	Disposed	249636	Direct
2020-04-01	Sono-Tek Corp Common Stock	M	36667	$1.06	Acquired	286303	Direct
2020-01-01	Sono Tek Corp Common Stock	F	14722	$2.64	Disposed	271581	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-04-01	Sonotek Corp Options	$0.91	M	34000	Disposed	2026-07-20	SonoTek Corp Common Stock (34000)	Direct
2020-04-01	SonoTek Corp Options	$1.06	M	36667	Disposed	2027-05-18	SonoTek Corp Common Stock (36667)	Direct

Footnotes

F1: Reporting person exercised 34000 vested options.

F2: Reporting person surrendered 11720 shares of Sono Tek Corp stock as payment for the exercise of options.

F3: Reporting person exercised 36667 vested options.

F4: Reporting person surrendered 14722 shares of SonoTek common stock as payment for the exercise of options.