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SONO TEK CORP Director's Dealing 2018

Jul 16, 2018

34542_dirs_2018-07-16_40ed5682-ba8a-4525-82cf-791dd6432d7d.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SONO TEK CORP (SOTK)
CIK: 0000806172
Period of Report: 2018-07-12

Reporting Person: HARSHBARGER R STEPHEN (Director, President)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2018-07-12 Sono-Tek Corp Common Stock M 36000 $1.05 Acquired 104556 Direct
2018-07-12 Sono-Tek Corp Common Stock F 16875 $2.24 Disposed 87681 Direct
2018-07-12 Sono-Tek Corp Common Stock M 99000 $0.91 Acquired 186681 Direct
2018-07-12 Sono-Tek Corp Common Stock F 40219 $2.24 Disposed 146462 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2018-07-12 Sono-Tek Options $1.05 M 36000 Disposed 2024-02-20 Sono-Tek Common Stock (36000) Direct
2018-07-12 Sono-Tek Corp Options $0.91 M 99000 Disposed 2026-07-20 Sono-Tek Corp Common Stock (99000) Direct

Footnotes

F1: Reporting person exercised 36000 vested options.

F2: Reporting person surrendered 16875 shares of Sono-Tek corp common stock as payment for the exercise of options.

F3: Reporting person exercised 99000 vested options.

F4: Reporting person surrendered 40219 shares of Sono-Tek Corp common stock as payment for the exercise of options.