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SONO TEK CORP — Director's Dealing 2016
Jul 25, 2016
34542_dirs_2016-07-25_4130f4d3-54f6-4dad-9b0b-3c476472ac80.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SONO TEK CORP (SOTK)
CIK: 0000806172
Period of Report: 2016-07-21
Reporting Person: HARSHBARGER R STEPHEN (Director, Pres.)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-07-21 | Sono-Tek Corp Options | $0.91 | A | 100000 | Acquired | 2026-07-20 | Sono-Tek Common Stock (100000) | Direct |
| 2016-07-21 | Sono-Tek Corp Options | $0.91 | A | 100000 | Acquired | 2026-07-20 | Sono-Tek Corp Common Stock (100000) | Direct |
Footnotes
F1: On July 21, 2016, the reporting person was granted an option to purchase 100,000 shares of common stock. If the reporting person is employed by the issuer on 02/28/2017, the option becomes exercisable in three annual installments on March 15, 2017, March 15, 2018 and March 15, 2019.
F2: On July 21, 2016, the reporting person was granted an option to purchase 100,000 shares of common stock. If the reporting person is employed by the issuer on 02/28/2018, the option becomes exercisable in three annual installments on March 15, 2018, March 15, 2019 and March 15, 2020.