SONO TEK CORP — Director's Dealing 2014

Jan 2, 2014

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SONO TEK CORP (sotk)
CIK: 0000806172
Period of Report: 2013-12-31

Reporting Person: HARSHBARGER R STEPHEN (Director, President)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2013-12-31	SonoTek Corp Common Stock	M	29166	$0.61	Acquired	56666	Direct
2013-12-31	SonoTek Corp Common Stock	M	12500	$0.48	Acquired	69166	Direct
2013-12-31	SonoTek Corp Common Stock	F	22876	$1.04	Disposed	46290	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2013-12-31	SonoTek Corp Options	$0.61	M	29166	Disposed	2022-11-08	SonoTek Corp Common Stock (29166)	Direct
2013-12-31	SonoTek Corp Options	$0.48	M	12500	Disposed	2023-01-24	SonoTek Corp Common Stock (12500)	Direct

Footnotes

F1: Reporting person exercised 29,166 vested options.

F2: Reporting person exercised 12,500 vested options.

F3: Reporting Person surrendered 22,876 shares of SonoTek Stock as payment for the exercise of vested options.