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SONO TEK CORP Director's Dealing 2014

Nov 5, 2014

34542_dirs_2014-11-05_04f69a1c-e857-44f4-96ed-3a813ef8fb06.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SONO TEK CORP (sotk)
CIK: 0000806172
Period of Report: 2014-11-03

Reporting Person: Engle Robb William (Vice President)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2014-11-03 SonoTek Corp Common Stock M 10000 $0.49 Acquired 11500 Direct
2014-11-03 SonoTek Corp Common Stock F 3798 $1.29 Disposed 7702 Direct
2014-11-03 Sono Tek Corp Common Stock M 20000 $0.61 Acquired 27702 Direct
2014-11-03 SonoTek Corp Common Stock F 9457 $1.29 Disposed 18245 Direct
2014-11-03 SonoTek Corp Common Stock M 9000 $0.48 Acquired 27245 Direct
2014-11-03 SonoTek Corp Common Stock F 3349 $1.29 Disposed 23896 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2014-11-03 SonoTek Corp Options $0.49 M 10000 Disposed 2019-01-08 Sonotek Corp Common Stock (10000) Direct
2014-11-03 SonoTek Corp Options $0.61 M 20000 Disposed 2022-11-08 SonoTek Corp Common Stock (20000) Direct
2014-11-03 SonoTek Corp Options $0.48 M 9000 Disposed 2023-01-24 SonoTek Corp Common Stock (90000) Direct

Footnotes

F1: Reporting person exercised 10,000 options.

F2: Reporting person exercised 20000 options.

F3: Reporting person exercised 9000 options.

F4: Reporting person surrendered SonoTek Corp Common Stock as payment for the exercise of vested options.