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SONO TEK CORP — Director's Dealing 2014
Nov 5, 2014
34542_dirs_2014-11-05_04f69a1c-e857-44f4-96ed-3a813ef8fb06.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SONO TEK CORP (sotk)
CIK: 0000806172
Period of Report: 2014-11-03
Reporting Person: Engle Robb William (Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-11-03 | SonoTek Corp Common Stock | M | 10000 | $0.49 | Acquired | 11500 | Direct |
| 2014-11-03 | SonoTek Corp Common Stock | F | 3798 | $1.29 | Disposed | 7702 | Direct |
| 2014-11-03 | Sono Tek Corp Common Stock | M | 20000 | $0.61 | Acquired | 27702 | Direct |
| 2014-11-03 | SonoTek Corp Common Stock | F | 9457 | $1.29 | Disposed | 18245 | Direct |
| 2014-11-03 | SonoTek Corp Common Stock | M | 9000 | $0.48 | Acquired | 27245 | Direct |
| 2014-11-03 | SonoTek Corp Common Stock | F | 3349 | $1.29 | Disposed | 23896 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-11-03 | SonoTek Corp Options | $0.49 | M | 10000 | Disposed | 2019-01-08 | Sonotek Corp Common Stock (10000) | Direct |
| 2014-11-03 | SonoTek Corp Options | $0.61 | M | 20000 | Disposed | 2022-11-08 | SonoTek Corp Common Stock (20000) | Direct |
| 2014-11-03 | SonoTek Corp Options | $0.48 | M | 9000 | Disposed | 2023-01-24 | SonoTek Corp Common Stock (90000) | Direct |
Footnotes
F1: Reporting person exercised 10,000 options.
F2: Reporting person exercised 20000 options.
F3: Reporting person exercised 9000 options.
F4: Reporting person surrendered SonoTek Corp Common Stock as payment for the exercise of vested options.
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