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SONO TEK CORP — Director's Dealing 2012
Nov 13, 2012
34542_dirs_2012-11-13_867d224e-3636-4971-8410-56527daf0d82.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SONO TEK CORP (sotk)
CIK: 0000806172
Period of Report: 2012-11-08
Reporting Person: COCCIO CHRISTOPHER L (Director, CEO)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-11-08 | Options | $0.95 | J | 20000 | Disposed | 2014-05-17 | Sonotek Common Stock (20000) | Direct |
| 2012-11-08 | OPTIONS | $1.07 | J | 225000 | Disposed | 2014-11-10 | SONOTEK COMMON STOCK (225000) | Direct |
| 2012-11-08 | OPTIONS | $0.74 | J | 91893 | Disposed | 2014-11-10 | SONOTEK COMMON STOCK (91893) | Direct |
| 2012-11-08 | OPTIONS | $1 | J | 100000 | Disposed | 2014-11-10 | SONOTEK COMMON STOCK (100000) | Direct |
| 2012-11-08 | OPTIONS | $0.74 | J | 50000 | Disposed | 2018-03-03 | SONOTEK COMMON STOCK (50000) | Direct |
| 2012-11-08 | OPTIONS | $0.61 | A | 486893 | Acquired | 2022-11-06 | SONOTEK COMMON STOCK (486893) | Direct |
Footnotes
F1: Options were cancelled in exchange for new options.
F2: Subject to standard vesting schedule.
F3: SUBJECT TO VESTING SCHEDULE.
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