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SONO TEK CORP — Director's Dealing 2012
Nov 13, 2012
34542_dirs_2012-11-13_8d78220d-7a64-40b0-bf12-1f79dc585cff.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SONO TEK CORP (sotk)
CIK: 0000806172
Period of Report: 2012-11-08
Reporting Person: RIEMER JOSEPH (Director, Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-11-13 | SONOTEK CORP COMMON STOCK | P | 10000 | $0.54 | Acquired | 110225 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-11-08 | OPTIONS | $1.18 | J | 25000 | Disposed | 2017-04-10 | SONOTEK CORP COMMON STOCK (25000) | Direct |
| 2012-11-08 | OPTIONS | $0.95 | J | 50000 | Disposed | 2017-09-01 | SONOTEK CORP COMMON STOCK (50000) | Direct |
| 2012-11-08 | OPTIONS | $0.74 | J | 14975 | Disposed | 2018-03-03 | SONOTEK CORP COMMON STOCK (14975) | Direct |
| 2012-11-08 | OPTIONS | $1.04 | J | 50000 | Disposed | 2019-10-20 | SONOTEK CORP COMMON STOCK (50000) | Direct |
| 2012-11-08 | OPTIONS | $1.04 | J | 125000 | Disposed | 2021-02-25 | SONOTEK CORP COMMON STOCK (125000) | Direct |
| 2012-11-08 | OPTIONS | $0.61 | A | 264975 | Acquired | 2022-11-06 | SONOTEK CORP COMMON STOCK (264975) | Direct |
Footnotes
F1: OPTIONS WERE CANCELLED IN EXCHANGE FOR NEW OPTIONS.
F2: SUBJECT TO STANDARD VESTING SCHEDULE.
F3: SUBJECT TO VESTING SCHEDULE.
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