Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

SONO TEK CORP Director's Dealing 2004

Feb 20, 2004

34542_dirs_2004-02-20_e0e45d23-c6a1-41f8-9d83-02ba289ca6a1.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SONO TEK CORP (sotk.ob)
CIK: 0000806172
Period of Report: 2004-02-18

Reporting Person: SCHWARTZ SAMUEL (Director, 10% Owner, Chairman)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2004-02-18 common stock X 300000 $0.3 Acquired 977083 Direct
2004-02-18 common stock P 294825 $0.42 Acquired 1271908 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2004-02-18 warrants (right to buy) $0.3 X 300000 Disposed 2004-05-15 common stock (300000) Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
options (right to buy) $1.48 2010-08-20 common stock (20000) 20000 Direct
options (right to buy) $0.37 2012-08-22 common stock (20000) 40000 Direct

Footnotes

F1: Exercise of 300,000 warrants at $.30 per share and conversion of indebtedness to common stock at $.42 per share.

F2: warrants exercised on 2/18/04 at $.30 per share.