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SONO TEK CORP — Director's Dealing 2004
Feb 27, 2004
34542_dirs_2004-02-27_023c2cb5-c304-48f8-9ba9-c6ba6d2acc87.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SONO TEK CORP (sotk)
CIK: 0000806172
Period of Report: 2004-02-24
Reporting Person: COCCIO CHRISTOPHER L (Director, CEO & President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2004-02-24 | common stock | X | 39766 | $0.19 | Acquired | 80766 | Direct |
| 2004-02-24 | common stock | X | 24444 | $0.1 | Acquired | 105210 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2004-02-24 | warrants (right to buy) | $0.1 | X | 24444 | Disposed | 2011-07-30 | common stock (24444) | Direct |
| 2004-02-24 | Options (right to buy) | $0.19 | X | 39666 | Disposed | 2011-11-20 | common stock (60334) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Options (right to buy) | $0.625 | 2009-09-30 | common stock (20000) | 20000 | Direct |
| Options (right to buy) | $0.29 | 2011-05-07 | common stock (100000) | 120000 | Direct |
| Options (right to buy) | $0.2 | 2012-11-14 | common stock (275000) | 395000 | Direct |
Footnotes
F1: Exercise of stock purchase warrant pursuant to participation agreement with Norwood Venture Corporation.
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