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SONO TEK CORP — Director's Dealing 2004
Mar 16, 2004
34542_dirs_2004-03-16_1523b15a-9016-41ff-ba8d-edf3844e24fc.zip
Director's Dealing
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SEC Form 4/A — Form 4/A
Issuer: SONO TEK CORP (SOTK)
CIK: 0000806172
Period of Report: 2001-12-01
Reporting Person: COCCIO CHRISTOPHER L (Director, President and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2001-11-01 | Common Stock | D | 1000 | $0.2 | Acquired | 39000 | Direct |
| 2001-12-10 | Common Stock | P | 2000 | $0.2 | Acquired | 41000 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 40000 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Option (right to buy) | $0.29 | 2011-05-07 | Common Stock (100000) | 0.29 | Direct |
| Option (right to buy) | $0.625 | 2009-09-30 | Common Stock (20000) | 120000 | Direct |
| Warrants (right to buy) | $0.1 | 2011-05-01 | Common Stock (24444) | 144444 | Direct |
Footnotes
F1: Exercisable as to the following schedule: 8,337 exercisable on 5/31/2001, and 8,333
exercisable on each of the following dates: 06/30/01, 07/31/01, 08/31/2001, 09/30/01, 10/31/01, 11/30/01, 12/31/01, 01/31/02, 02/28/02, 03/31/02 and 04/30/02.
F2: Exercisable as to 50% of the total options after one year and the remaining 50% after the second year.
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