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SONO TEK CORP — Director's Dealing 2004
Oct 20, 2004
34542_dirs_2004-10-20_6134702e-276a-48f4-b61e-2f4c495ea56e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SONO TEK CORP (sotk)
CIK: 0000806172
Period of Report: 2004-09-07
Reporting Person: BERGER HARVEY L (Director, Chief Technologist)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2004-09-07 | Sono-Tek common stock. | M | 45000 | $0.38 | Acquired | 366700 | Direct |
| 2004-09-07 | Sono-Tek common stock | M | 12782 | $1.33 | Disposed | 353828 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2004-09-07 | Options | $0.38 | M | 45000 | Disposed | 2005-01-17 | Sono-Tek common stock (45000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Sono-Tek common stock | 321700 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Options | $0.15 | 2012-11-14 | Sono-Tek common stock (20000) | 20000 | Direct |
| Options | $0.95 | 2014-05-19 | Sono-Tek common stock (10000) | 30000 | Direct |
Footnotes
F1: Stock option exercise.
F2: Shares tendered to exercise stock option.
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