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SONO TEK CORP — Director's Dealing 2004
Dec 30, 2004
34542_dirs_2004-12-30_30cef5ff-0604-43e3-af2a-9ce494641d90.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SONO TEK CORP (sotk)
CIK: 0000806172
Period of Report: 2004-12-15
Reporting Person: SCHWARTZ SAMUEL (Director, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2004-12-15 | Sono_tek Common Stock | X | 243239 | $0.1 | Acquired | 1515147 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2004-12-15 | warrants | $0.1 | X | 252594 | Disposed | 2011-12-15 | common stock (252594) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Options(right to buy) | $1.48 | 2010-08-20 | common stock (20000) | 20000 | Direct |
| Options (rightto buy) | $0.37 | 2012-08-22 | common stock (20000) | 40000 | Direct |
Footnotes
F1: Exercise of common stock purcahse warrant in conjunction with Norwood Venture Corp.
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