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SONIM TECHNOLOGIES INC — Director's Dealing 2023
Aug 24, 2023
35190_dirs_2023-08-23_7021fcb5-acac-425a-9fe3-2296c665edfb.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SONIM TECHNOLOGIES INC (SONM)
CIK: 0001178697
Period of Report: 2023-08-23
Reporting Person: Liu Hao Peter (Director, Chief Executive Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-08-23 | Common Stock | M | 1000000 | $0.419 | Acquired | 2057831 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-08-23 | Employee Stock Option (right to buy) | $0.419 | M | 1000000 | Disposed | 2032-10-26 | Common Stock (1000000) | Direct |
Footnotes
F1: Consists of (i) 254,505 vested stock options and (ii) 2,759,914 stock options that will vest in eleven equal quarterly installments from October 14, 2023 to April 14, 2026. The options become exercisable upon vesting.
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