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SONIM TECHNOLOGIES INC — Director's Dealing 2022
Apr 25, 2022
35190_dirs_2022-04-25_011ea0af-4dcd-40cc-a9d2-e6fabbca4a4c.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: SONIM TECHNOLOGIES INC (SONM)
CIK: 0001178697
Period of Report: 2022-04-13
Reporting Person: Liu Hao Peter (Chief Executive Officer)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 107486 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Option (right to buy) | $4.50 | 2023-06-09 | Common Stock (3327) | Direct | |
| Employee Stock Option (right to buy) | $4.50 | 2023-06-09 | Common Stock (1111) | Direct | |
| Employee Stock Option (right to buy) | $15.00 | 2025-06-29 | Common Stock (666) | Direct | |
| Employee Stock Option (right to buy) | $24.80 | 2029-12-01 | Common Stock (5000) | Direct |
Footnotes
F1: Includes 6,112 restricted stock units that are scheduled to vest in 3 equal annual installments beginning June 9, 2022. Each restricted stock unit represents the right to receive one share of the Issuer's common stock.
F2: This stock option is fully vested and exercisable.
F3: This stock option is fully vested and exercisable with respect to 2,916 shares of the Issuer's common stock. The remaining 2,084 shares of the Issuer's common stock are scheduled to vest in monthly increments from May 1, 2022 to December 1, 2023.