AI assistant
SONIM TECHNOLOGIES INC — Director's Dealing 2022
Aug 10, 2022
35190_dirs_2022-08-09_25ac5361-b2fb-4fc3-9332-d88f9c6f3f36.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SONIM TECHNOLOGIES INC (SONM)
CIK: 0001178697
Period of Report: 2022-08-05
Reporting Person: Wang Jeffrey (Director, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-08-05 | Common Stock | A | 85714 | $0.00 | Acquired | 85714 | Direct |
| 2022-08-08 | Common Stock | P | 5534881 | $0.84 | Acquired | 19463452 | Indirect |
Footnotes
F1: Represents the grant of restricted stock units that vest in one installment on the earlier of the first anniversary of the grant date, immediately prior to the next annual meeting of stockholders, a change in control of Sonim Technologies, Inc. (the "Issuer") or the Reporting Person's death or disability, subject to the Reporting Person's continued service to the Issuer. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock.
F2: Represents shares purchased and held by AJP Holding Company, LLC immediately after the second closing pursuant to the subscription agreement dated April 13, 2022 by and between the AJP Holding Company, LLC and the Issuer.
F3: The Reporting Person is the sole manager of AJP Holding Company, LLC and disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.