SONIM TECHNOLOGIES INC — Director's Dealing 2021

Aug 25, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SONIM TECHNOLOGIES INC (SONM)
CIK: 0001178697
Period of Report: 2021-08-23

Reporting Person: B. Riley Financial, Inc. (10% Owner)
Reporting Person: BRC Partners Opportunity Fund, LP (10% Owner)
Reporting Person: BRC Partners Management GP, LLC (10% Owner)
Reporting Person: B. RILEY CAPITAL MANAGEMENT, LLC (10% Owner)
Reporting Person: B. RILEY PRINCIPAL INVESTMENTS, LLC (10% Owner)
Reporting Person: RILEY BRYANT R (10% Owner)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-08-23	Common Stock	S	176482	$0.3966	Disposed	5563843	Indirect
2021-08-24	Common Stock	S	1160078	$0.4087	Disposed	4403765	Indirect
2021-08-25	Common Stock	S	1500000	$0.4118	Disposed	2903765	Indirect

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	4699252	Indirect
Common Stock	24303	Indirect
Common Stock	24303	Indirect
Common Stock	24303	Indirect
Common Stock	24302	Indirect

Footnotes

F1: This Form 4 is being filed jointly by B. Riley Financial, Inc., a Delaware corporation ("BRF"), BRC Partners Opportunity Fund, LP, a Delaware limited partnership ("BRPLP"), BRC Partners Management GP, LLC, a Delaware limited liability company ("BRPGP"), B. Riley Capital Management, LLC, a New York limited liability company, a registered investment advisor ("BRCM"), B. Riley Principal Investments, LLC, a Delaware limited liability company ("BRPI"), and Bryant R. Riley. BRPGP is a subsidiary of BRCM and is the general partner of BRPLP. BRF is the parent company of BRCM. As a result, BRF may be deemed to indirectly beneficially own the shares held by BRPLP. BRF is the parent company of BRPI. As a result, BRF may be deemed to indirectly beneficially own the shares held by BRPI.

F2: Bryant R. Riley is the Co-Chief Executive Officer and Chairman of the Board of Directors of BRF. As a result, Bryant R. Riley may be deemed to indirectly beneficially own the shares of Common Stock directly held by BRF, BRPLP, and BRPI. Each of BRF, BRPLP, BRPGP, BRCM, and BRPI (collectively, the "B. Riley Entities") and Bryant R. Riley disclaims beneficial ownership of the outstanding shares of Common Stock reported herein, except to the extent of its/his respective pecuniary interest therein.

F3: Represents 1,139,085 shares previously owned directly by BRF and subsequently transferred to its wholly-owned subsidiary BRPI.