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SONIM TECHNOLOGIES INC — Director's Dealing 2020
Jun 11, 2020
35190_dirs_2020-06-11_a66bec33-0590-410d-be57-73848377d25c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SONIM TECHNOLOGIES INC (SONM)
CIK: 0001178697
Period of Report: 2020-06-09
Reporting Person: Wilkinson Thomas Wiley (Director, Chief Executive Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-06-09 | Common Stock | A | 325000 | $0.00 | Acquired | 327500 | Direct |
| 2020-06-09 | Common Stock | A | 200000 | $0.00 | Acquired | 527500 | Direct |
| 2020-06-09 | Common Stock | P | 200000 | $0.75 | Acquired | 727500 | Direct |
Footnotes
F1: Represents the grant of restricted stock units that vest in four equal annual installments beginning on June 9, 2020.
F2: Includes 2,500 shares acquired by the reporting person under the Issuer's 2019 Employee Stock Purchase Plan on May 15, 2020.
F3: This grant is contingent upon approval by the Issuer's stockholders of an increase in the number of shares reserved for issuance under the Issuer's 2019 Equity Incentive Plan.
F4: Represents shares of Common Stock purchased directly from the underwriters in an underwritten public offering conducted by the Issuer.