Soluna Holdings, Inc — Director's Dealing 2021

Jan 12, 2021

SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: MECHANICAL TECHNOLOGY INC (MKTY)
CIK: 0000064463
Period of Report: 2021-01-01

Reporting Person: Binyamin Moshe (President-MTI Instruments, Inc)

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock $0.01 par value	4421	Direct

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Stock Options (Rights to Buy)	$0.83	2029-08-28	Common Stock (15000)		Direct
Stock Options (Rights to Buy)	$0.75	2030-07-15	Common Stock (25000)		Direct
Restricted Stock Awards	$3.63	2030-12-21	Common Stock (7500)		Direct

Footnotes

F1: This option/award was granted under the Company's 2014 Equity Incentive Plan.

F2: This option was granted under the Company's 2012 Equity Incentive Plan

F3: The stock options vest in four equal annual installments beginning August 28, 2020.

F4: The stock options vest in four equal annual installments beginning July 15, 2021.

F5: The restricted stock awards vest in three equal annual installments beginning December 21, 2021.