Soluna Holdings, Inc — Director's Dealing 2021

Mar 4, 2021

SEC Form 3/A — Form 3/A

Issuer: MECHANICAL TECHNOLOGY INC (MKTY)
CIK: 0000064463
Period of Report: 2020-11-29

Reporting Person: Phelan William P (Director)

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock, $0.01 par value	160000	Direct

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Stock Options (Right to Buy)	$0.29	2022-07-02	Common Stock (12500)		Direct
Stock Options (Right to Buy)	$0.52	2023-06-12	Common Stock (12500)		Direct
Stock Options (Right to Buy)	$1.08	2024-03-12	Common Stock (13000)		Direct
Stock Options (Right to Buy)	$1.2	2025-03-04	Common Stock (15000)		Direct
Stock Options (Right to Buy)	$0.78	2026-01-14	Common Stock (18000)		Direct
Stock Options (Right to Buy)	$0.9	2028-12-12	Common Stock (12500)		Direct

Footnotes

F1: Stock option grant for annual board service.

F2: The option is fully vested.

F3: The stock options vest in four equal annual installments beginning December 12, 2019.

F4: On 11/30/2020, the reporting person mistakenly reported 35,000 shares of restricted stock issued on 1/14/2020 as Restricted Stock Awards instead of as shares of Common Stock owned on the date of the report. The reporting person's total ownership should be increased by 35,000 shares of Common Stock, as reflected herein, and in all subsequent filings.