Soluna Holdings, Inc — Director's Dealing 2021

Mar 3, 2021

SEC Form 3/A — Form 3/A

Issuer: MECHANICAL TECHNOLOGY INC (MKTY)
CIK: 0000064463
Period of Report: 2020-11-29

Reporting Person: Marusak Thomas J (Director)

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock, $0.01 par value	172525	Direct

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Stock Options (Right to Buy)	$1.08	2024-03-12	Common Stock (13000)		Direct
Stock Options (Right to Buy)	$1.2	2025-03-04	Common Stock (19000)		Direct
Stock Options (Right to Buy)	$0.9	2028-12-12	Common Stock (12500)		Direct

Footnotes

F1: Stock option grant for annual board service.

F2: The option is fully vested.

F3: The stock options vest in four equal annual installments beginning December 12, 2019.

F4: On 11/30/2020, the reporting person mistakenly reported 15,465 shares of restricted stock issued on 1/14/2020 as Restricted Stock Awards instead of as shares of Common Stock owned on the date of the report. The information reported in this filing supersedes the information reported in the reporting person's Form 4 filed on 1/15/2021.