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Soluna Holdings, Inc — Director's Dealing 2021
Mar 30, 2021
34389_dirs_2021-03-29_6a7ea6b3-69ab-46a3-980b-2f081ccb8e61.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MECHANICAL TECHNOLOGY INC (MKTY)
CIK: 0000064463
Period of Report: 2021-03-25
Reporting Person: Madhavji Alykhan (Director)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-03-25 | Stock Options (Right to Buy) | $11.1 | A | 15000 | Acquired | 2030-03-25 | Common Stock (15000) | Direct |
| 2021-03-25 | Restricted Stock Units | $ | A | 7500 | Acquired | 2030-03-25 | Common Stock (7500) | Direct |
Footnotes
F1: Each restricted stock unit represents a contingent right to receive one share of MKTY common stock.
F2: The options become exercisable in three equal annual installments beginning on March 25, 2022, which is the first anniversary of the date on which the options were granted.
F3: The restricted stock units vest in three equal annual installments beginning on March 25, 2022, which is the first anniversary of the date on which the awards were granted. Vested shares will be delivered to the reporting person as soon as practicable following applicable vesting date.